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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-3%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$6.4B
AUM Growth
+$57.9M
Cap. Flow
+$288M
Cap. Flow %
4.5%
Top 10 Hldgs %
18.02%
Holding
1,824
New
171
Increased
867
Reduced
595
Closed
124

Top Buys

Rank Stock Value
1
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$63M
2
AVLV icon
Avantis US Large Cap Value ETF
AVLV
+$37.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$23.6M
5
MSFT icon
Microsoft
MSFT
+$15.1M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$73M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$17.6M
3
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$16.8M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$11.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$10.5M

Sector Composition

Rank Sector Weight
1 Technology 8.6%
2 Consumer Discretionary 4.22%
3 Financials 4.05%
4 Healthcare 3.24%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REI icon
1651
Ring Energy
REI
$333M
$23.9K ﹤0.01%
+12,270
New +$24.6K
LUMN icon
1652
Lumen
LUMN
$6.73B
$23.4K ﹤0.01%
16,503
-5,080
-24% -$8.6K
LFT
1653
Lument Finance Trust
LFT
$42.2M
$22.2K ﹤0.01%
10,695
– –
OPK icon
1654
Opko Health
OPK
$883M
$21.9K ﹤0.01%
13,707
-2,000
-13% -$3.64K
PRAX icon
1655
Praxis Precision Medicines
PRAX
$8.99B
$19.1K ﹤0.01%
746
– –
KOPN icon
1656
Kopin
KOPN
$704M
$18.3K ﹤0.01%
15,027
– –
AREC icon
1657
American Resources Corp
AREC
$189M
$17.5K ﹤0.01%
10,500
– –
VXRT
1658
DELISTED
Vaxart
VXRT
$13.9K ﹤0.01%
18,500
-6,700
-27% -$5.1K
DWTX
1659
Dogwood Therapeutics
DWTX
$51.8M
$12.5K ﹤0.01%
542
– –
GEVO icon
1660
Gevo
GEVO
$445M
$11.9K ﹤0.01%
+10,001
New +$14.8K
NKTR icon
1661
Nektar Therapeutics
NKTR
$2.34B
$7.56K ﹤0.01%
847
-305
-26% -$2.94K
SENS icon
1662
Senseonics Holdings Inc
SENS
$254M
$7.19K ﹤0.01%
595
– –
NVTA
1663
DELISTED
Invitae Corporation
NVTA
$6.88K ﹤0.01%
+11,377
New +$11.8K
UAVS icon
1664
AgEagle Aerial Systems
UAVS
$41.1M
$2.52K ﹤0.01%
+15
New +$3.09K
XTIA icon
1665
XTI Aerospace
XTIA
$56.2M
– –
0
– –
FIGS icon
1666
CALL
FIGS
FIGS
$1.54B
$108 ﹤0.01%
+900
New +$5.99K
GDX icon
1667
CALL
VanEck Gold Miners ETF
GDX
$22.9B
$54 ﹤0.01%
+800
New +$23.6K
SPY icon
1668
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$20 ﹤0.01%
500
– –
GDXJ icon
1669
CALL
VanEck Junior Gold Miners ETF
GDXJ
$7.05B
$1 ﹤0.01%
+100
New +$3.55K
AA icon
1670
Alcoa
AA
$11.9B
– –
-6,236
Closed -$212K
AAON icon
1671
Aaon
AAON
$8.82B
– –
-9,491
Closed -$600K
AAXJ icon
1672
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.73B
– –
-3,849
Closed -$256K
ACWX icon
1673
iShares MSCI ACWI ex US ETF
ACWX
$11.4B
– –
-16,187
Closed -$797K
AEHR icon
1674
Aehr Test Systems
AEHR
$2.87B
– –
-15,905
Closed -$656K
AGZ icon
1675
iShares Agency Bond ETF
AGZ
$553M
– –
-1,922
Closed -$206K
65 66
67
68 69

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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Cetera Advisors held 1,824 positions worth $6.4B, up 0.91% from $6.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Advisors deployed $288M of net new capital in Q3 2023, opening 171 new positions and adding to 867 existing holdings. Its largest new stake was Invesco DB US Dollar Index Bullish Fund: 268,544 shares worth $7.98M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $73M trimmed.

  • Cetera Advisors's largest Q3 2023 buy was Invesco DB US Dollar Index Bullish Fund: 268,544 shares worth $7.98M.
  • Cetera Advisors added most to iShares Russell Mid-Cap ETF in Q3 2023, an estimated $63M increase.
  • Cetera Advisors's biggest Q3 2023 reduction was iShares Select Dividend ETF, cutting an estimated $73M.
  • Cetera Advisors fully exited B&G Foods in Q3 2023, selling an estimated $2.62M.
  • Cetera Advisors's ten largest holdings make up 18% of its $6.4B portfolio in Q3 2023.
  • Cetera Advisors opened 171 new positions and closed 124 in Q3 2023.
  • Cetera Advisors's portfolio value rose 0.91% quarter-over-quarter to $6.4B.

Based on Cetera Advisors's 13F filing for Q3 2023, filed 14 Nov 2023.