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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-3%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$6.4B
AUM Growth
+$57.9M
Cap. Flow
+$288M
Cap. Flow %
4.5%
Top 10 Hldgs %
18.02%
Holding
1,824
New
171
Increased
867
Reduced
595
Closed
124

Top Buys

Rank Stock Value
1
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$63M
2
AVLV icon
Avantis US Large Cap Value ETF
AVLV
+$37.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$23.6M
5
MSFT icon
Microsoft
MSFT
+$15.1M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$73M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$17.6M
3
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$16.8M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$11.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$10.5M

Sector Composition

Rank Sector Weight
1 Technology 8.6%
2 Consumer Discretionary 4.22%
3 Financials 4.05%
4 Healthcare 3.24%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDIV icon
1501
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$216K ﹤0.01%
14,805
-450
-3% -$6.68K
XRT icon
1502
State Street SPDR S&P Retail ETF
XRT
$363M
$216K ﹤0.01%
3,550
– –
PLUG icon
1503
Plug Power
PLUG
$3.06B
$216K ﹤0.01%
28,413
+6,001
+27% +$58.6K
HWM icon
1504
Howmet Aerospace
HWM
$115B
$215K ﹤0.01%
+4,649
New +$227K
APO icon
1505
Apollo Global Management
APO
$68.6B
$215K ﹤0.01%
+2,390
New +$201K
CROX icon
1506
Crocs
CROX
$6.58B
$214K ﹤0.01%
2,428
-407
-14% -$41.8K
PNFP icon
1507
Pinnacle Financial Partners Inc
PNFP
$15.1B
$213K ﹤0.01%
3,181
-1,002
-24% -$67.6K
QAI icon
1508
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
$213K ﹤0.01%
+7,098
New +$214K
FLQL icon
1509
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.04B
$213K ﹤0.01%
+4,941
New +$221K
PARA
1510
DELISTED
Paramount Global Class B
PARA
$212K ﹤0.01%
16,446
-4,165
-20% -$61.7K
IDNA icon
1511
iShares Genomics Immunology and Healthcare ETF
IDNA
$191M
$212K ﹤0.01%
10,425
+23
+0.2% +$516
SMLV icon
1512
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$255M
$212K ﹤0.01%
2,145
+50
+2% +$5.22K
ALGN icon
1513
Align Technology
ALGN
$12B
$212K ﹤0.01%
694
-11
-2% -$3.8K
RHI icon
1514
Robert Half
RHI
$3.87B
$211K ﹤0.01%
+2,884
New +$219K
DSEP icon
1515
FT Vest US Equity Deep Buffer ETF September
DSEP
$348M
$211K ﹤0.01%
+6,204
New +$214K
CNH
1516
CNH Industrial
CNH
$13.2B
$211K ﹤0.01%
+17,272
New +$239K
SCHC icon
1517
Schwab International Small-Cap Equity ETF
SCHC
$5.34B
$211K ﹤0.01%
6,534
-480
-7% -$16.3K
FMHI icon
1518
First Trust Municipal High Income ETF
FMHI
$978M
$210K ﹤0.01%
+4,664
New +$217K
UTG icon
1519
Reaves Utility Income Fund
UTG
$3.72B
$209K ﹤0.01%
+8,495
New +$228K
BBHY icon
1520
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$614M
$209K ﹤0.01%
+4,771
New +$212K
ZM icon
1521
Zoom
ZM
$24.7B
$209K ﹤0.01%
2,989
-211
-7% -$14.6K
IGF icon
1522
iShares Global Infrastructure ETF
IGF
$10.9B
$209K ﹤0.01%
4,820
-3,331
-41% -$153K
HLT icon
1523
Hilton Worldwide
HLT
$72.9B
$208K ﹤0.01%
+1,386
New +$209K
HSBC icon
1524
HSBC
HSBC
$349B
$208K ﹤0.01%
5,264
-2,340
-31% -$92.2K
BUI icon
1525
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$735M
$208K ﹤0.01%
+10,465
New +$228K
59 60
61
62 63

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Cetera Advisors held 1,824 positions worth $6.4B, up 0.91% from $6.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Advisors deployed $288M of net new capital in Q3 2023, opening 171 new positions and adding to 867 existing holdings. Its largest new stake was Invesco DB US Dollar Index Bullish Fund: 268,544 shares worth $7.98M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $73M trimmed.

  • Cetera Advisors's largest Q3 2023 buy was Invesco DB US Dollar Index Bullish Fund: 268,544 shares worth $7.98M.
  • Cetera Advisors added most to iShares Russell Mid-Cap ETF in Q3 2023, an estimated $63M increase.
  • Cetera Advisors's biggest Q3 2023 reduction was iShares Select Dividend ETF, cutting an estimated $73M.
  • Cetera Advisors fully exited B&G Foods in Q3 2023, selling an estimated $2.62M.
  • Cetera Advisors's ten largest holdings make up 18% of its $6.4B portfolio in Q3 2023.
  • Cetera Advisors opened 171 new positions and closed 124 in Q3 2023.
  • Cetera Advisors's portfolio value rose 0.91% quarter-over-quarter to $6.4B.

Based on Cetera Advisors's 13F filing for Q3 2023, filed 14 Nov 2023.