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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+7.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$4.94B
AUM Growth
-$199M
Cap. Flow
-$539M
Cap. Flow %
-10.92%
Top 10 Hldgs %
21.74%
Holding
1,546
New
138
Increased
480
Reduced
767
Closed
113

Top Buys

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$28.1M
2
PYPL icon
PayPal
PYPL
+$9.14M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$9.13M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.44M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$6.68M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$59.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$45.9M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$40.3M
4
TSLA icon
Tesla
TSLA
+$32.8M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$31M

Sector Composition

Rank Sector Weight
1 Technology 8.93%
2 Consumer Discretionary 5.48%
3 Financials 4.28%
4 Industrials 3.88%
5 Healthcare 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POWW icon
1501
Outdoor Holding Co
POWW
$239M
– –
-16,054
Closed -$99K
PTON icon
1502
Peloton Interactive
PTON
$2.63B
– –
-4,133
Closed -$360K
PTY icon
1503
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
– –
-11,030
Closed -$202K
QS icon
1504
QuantumScape Corp
QS
$3B
– –
-35,148
Closed -$863K
REM icon
1505
iShares Mortgage Real Estate ETF
REM
$542M
– –
-6,837
Closed -$247K
SAR icon
1506
Saratoga Investment
SAR
$309M
– –
-7,488
Closed -$215K
SE icon
1507
PUT
Sea Limited
SE
$61.2B
– –
-2,100
Closed -$21K
SECT icon
1508
Main Sector Rotation ETF
SECT
$2.75B
– –
-5,592
Closed -$228K
FIRY
1509
Firy Inc
FIRY
$127M
– –
-588
Closed -$115K
SMSI icon
1510
Smith Micro Software
SMSI
$14M
– –
-278
Closed -$54K
TCRT icon
1511
Alaunos Therapeutics
TCRT
$4.74M
– –
-95
Closed -$26K
UPST icon
1512
Upstart Holdings
UPST
$2.58B
– –
-788
Closed -$249K
USA icon
1513
Liberty All-Star Equity Fund
USA
$1.75B
– –
-10,029
Closed -$86K
WAT icon
1514
Waters Corp
WAT
$36.8B
– –
-588
Closed -$210K
WHF icon
1515
WhiteHorse Finance
WHF
$141M
– –
-16,125
Closed -$245K
WKHS icon
1516
Workhorse Group
WKHS
$29.5M
– –
-17
Closed -$384K
WTV icon
1517
WisdomTree US Value Fund
WTV
$3.11B
– –
-5,080
Closed -$301K
XPEV icon
1518
XPeng
XPEV
$11.8B
– –
-33,427
Closed -$1.19M
XPEV icon
1519
PUT
XPeng
XPEV
$11.8B
– –
-5,200
Closed -$19K
XTL icon
1520
State Street SPDR S&P Telecom ETF
XTL
$581M
– –
-2,654
Closed -$253K
MTUS icon
1521
Metallus
MTUS
$873M
– –
-10,695
Closed -$140K
PDCO
1522
DELISTED
Patterson Companies, Inc.
PDCO
– –
-6,673
Closed -$201K
EVA
1523
DELISTED
Enviva Inc.
EVA
– –
-33,515
Closed -$1.81M
EFTRW
1524
DELISTED
eFFECTOR Therapeutics, Inc. Warrant
EFTRW
– –
-10,000
Closed -$16K
SPLK
1525
DELISTED
Splunk Inc
SPLK
– –
-2,106
Closed -$305K
58 59 60
61
62

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Cetera Advisors held 1,546 positions worth $4.94B, down 3.9% from $5.14B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors withdrew a net $539M in Q4 2021, closing 113 positions and reducing 767 holdings. Its most notable exit was VEREIT, Inc., an estimated $5.95M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Cetera Advisors opened a new position in RH Tactical Rotation ETF worth $4.79M.

  • Cetera Advisors's largest Q4 2021 buy was RH Tactical Rotation ETF: 327,186 shares worth $4.79M.
  • Cetera Advisors added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $28.1M increase.
  • Cetera Advisors's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $59.3M.
  • Cetera Advisors fully exited VEREIT, Inc. in Q4 2021, selling an estimated $5.95M.
  • Cetera Advisors's ten largest holdings make up 22% of its $4.94B portfolio in Q4 2021.
  • Cetera Advisors opened 138 new positions and closed 113 in Q4 2021.
  • Cetera Advisors's portfolio value fell 3.9% quarter-over-quarter to $4.94B.

Based on Cetera Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.