We are live on ! Find out more
CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+7.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$4.94B
AUM Growth
-$199M
Cap. Flow
-$539M
Cap. Flow %
-10.92%
Top 10 Hldgs %
21.74%
Holding
1,546
New
138
Increased
480
Reduced
767
Closed
113

Top Buys

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$28.1M
2
PYPL icon
PayPal
PYPL
+$9.14M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$9.13M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.44M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$6.68M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$59.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$45.9M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$40.3M
4
TSLA icon
Tesla
TSLA
+$32.8M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$31M

Sector Composition

Rank Sector Weight
1 Technology 8.93%
2 Consumer Discretionary 5.48%
3 Financials 4.28%
4 Industrials 3.88%
5 Healthcare 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INSG icon
1476
Inseego
INSG
$108M
– –
-1,270
Closed -$85K
IWX icon
1477
iShares Russell Top 200 Value ETF
IWX
$4.03B
– –
-3,639
Closed -$239K
JBLU icon
1478
JetBlue
JBLU
$1.96B
– –
-10,128
Closed -$155K
JKHY icon
1479
Jack Henry & Associates
JKHY
$10.7B
– –
-1,752
Closed -$287K
JWN
1480
DELISTED
Nordstrom
JWN
– –
-10,411
Closed -$275K
JYNT icon
1481
The Joint Corp
JYNT
$119M
– –
-3,440
Closed -$337K
KOPN icon
1482
Kopin
KOPN
$663M
– –
-10,254
Closed -$53K
KRMD icon
1483
KORU Medical Systems
KRMD
$176M
– –
-17,919
Closed -$51K
LEGR icon
1484
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$127M
– –
-7,640
Closed -$322K
LI icon
1485
Li Auto
LI
$12.6B
– –
-24,060
Closed -$633K
LMND icon
1486
Lemonade
LMND
$4.62B
– –
-3,524
Closed -$236K
LSCC icon
1487
Lattice Semiconductor
LSCC
$17.6B
– –
-4,485
Closed -$290K
LYV icon
1488
PUT
Live Nation Entertainment
LYV
$41.2B
– –
-4,800
Closed -$34K
AFGR
1489
First Trust Active Factor Large Cap Growth ETF
AFGR
$90.5M
– –
-16,665
Closed -$454K
DFTX
1490
Definium Therapeutics
DFTX
$5.73B
– –
-753
Closed -$26K
MSFT icon
1491
CALL
Microsoft
MSFT
$2.84T
– –
-200
Closed -$6K
NCZ
1492
Virtus Convertible & Income Fund II
NCZ
$292M
– –
-2,926
Closed -$61K
NEO icon
1493
NeoGenomics
NEO
$1.81B
– –
-4,316
Closed -$208K
NOC icon
1494
PUT
Northrop Grumman
NOC
$77B
– –
-1,100
Closed -$9K
NTLA icon
1495
Intellia Therapeutics
NTLA
$1.5B
– –
-3,321
Closed -$446K
OKTA icon
1496
Okta
OKTA
$24.1B
– –
-843
Closed -$200K
OMC icon
1497
Omnicom Group
OMC
$22.7B
– –
-3,192
Closed -$231K
OPI
1498
DELISTED
Office Properties Income Trust
OPI
– –
-10,328
Closed -$262K
ORI icon
1499
Old Republic International
ORI
$10.3B
– –
-10,252
Closed -$237K
PHG icon
1500
Philips
PHG
$25.4B
– –
-14,314
Closed -$525K
58 59
60
61 62

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Cetera Advisors held 1,546 positions worth $4.94B, down 3.9% from $5.14B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors withdrew a net $539M in Q4 2021, closing 113 positions and reducing 767 holdings. Its most notable exit was VEREIT, Inc., an estimated $5.95M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Cetera Advisors opened a new position in RH Tactical Rotation ETF worth $4.79M.

  • Cetera Advisors's largest Q4 2021 buy was RH Tactical Rotation ETF: 327,186 shares worth $4.79M.
  • Cetera Advisors added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $28.1M increase.
  • Cetera Advisors's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $59.3M.
  • Cetera Advisors fully exited VEREIT, Inc. in Q4 2021, selling an estimated $5.95M.
  • Cetera Advisors's ten largest holdings make up 22% of its $4.94B portfolio in Q4 2021.
  • Cetera Advisors opened 138 new positions and closed 113 in Q4 2021.
  • Cetera Advisors's portfolio value fell 3.9% quarter-over-quarter to $4.94B.

Based on Cetera Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.