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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTO icon
126
Invesco Total Return Bond ETF
GTO
$2.4B
$8.73M 0.17%
153,686
+16,817
+12% +$965K
JETS icon
127
US Global Jets ETF
JETS
$781M
$8.66M 0.17%
366,410
+107,768
+42% +$2.49M
ABBV icon
128
AbbVie
ABBV
$454B
$8.63M 0.17%
80,032
+6,248
+8% +$714K
MMM icon
129
3M
MMM
$87.5B
$8.49M 0.17%
57,870
+4,140
+8% +$671K
FPE icon
130
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$8.4M 0.16%
408,829
+107,205
+36% +$2.21M
PYPL icon
131
PayPal
PYPL
$49.4B
$8.31M 0.16%
31,937
+5,685
+22% +$1.61M
IUSG icon
132
iShares Core S&P US Growth ETF
IUSG
$31.3B
$8.3M 0.16%
81,015
+12,432
+18% +$1.31M
FLQL icon
133
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.04B
$8.27M 0.16%
196,166
-3,578
-2% -$157K
XLG icon
134
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$8.27M 0.16%
250,640
+93,110
+59% +$3.15M
VO icon
135
Vanguard Mid-Cap ETF
VO
$106B
$8.24M 0.16%
139,232
+10,408
+8% +$629K
LTPZ icon
136
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$694M
$8.23M 0.16%
+94,935
New +$8.4M
NEE icon
137
NextEra Energy
NEE
$187B
$8.21M 0.16%
104,609
+17,509
+20% +$1.41M
FSK icon
138
FS KKR Capital
FSK
$2.96B
$8.1M 0.16%
367,286
+46,670
+15% +$1.03M
IEMG icon
139
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
$8.05M 0.16%
130,412
+13,156
+11% +$838K
WPC icon
140
W.P. Carey
WPC
$16.7B
$8.02M 0.16%
112,056
+29,188
+35% +$2.22M
FIXD icon
141
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$7.97M 0.16%
148,896
+16,715
+13% +$902K
EPD icon
142
Enterprise Products Partners
EPD
$83.9B
$7.95M 0.15%
367,394
+86,796
+31% +$1.97M
IGV icon
143
iShares Expanded Tech-Software Sector ETF
IGV
$12.9B
$7.95M 0.15%
99,545
+47,740
+92% +$3.9M
VCSH icon
144
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$7.76M 0.15%
94,201
+12,948
+16% +$1.07M
IGM icon
145
iShares Expanded Tech Sector ETF
IGM
$10.1B
$7.76M 0.15%
115,284
+57,084
+98% +$3.97M
UNH icon
146
UnitedHealth
UNH
$385B
$7.66M 0.15%
19,614
+1,527
+8% +$632K
NOBL icon
147
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.5B
$7.6M 0.15%
171,632
+15,012
+10% +$693K
O icon
148
Realty Income
O
$60.4B
$7.57M 0.15%
120,383
+27,764
+30% +$1.87M
MRK icon
149
Merck
MRK
$322B
$7.5M 0.15%
99,894
+16,053
+19% +$1.22M
SPLV icon
150
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$7.46M 0.15%
122,527
+28,116
+30% +$1.77M
4 5
6
7 8

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.