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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-17.07%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.86B
AUM Growth
-$478M
Cap. Flow
-$31.3M
Cap. Flow %
-1.68%
Top 10 Hldgs %
27.14%
Holding
987
New
68
Increased
375
Reduced
329
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$65.8M
2
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$9.98M
3
TSN icon
Tyson Foods
TSN
+$9.01M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$8.92M
5
HON icon
Honeywell
HON
+$6.56M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$55M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$23.5M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$22.4M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$13M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$12.3M

Sector Composition

Rank Sector Weight
1 Technology 6.92%
2 Financials 4.18%
3 Industrials 3.55%
4 Consumer Discretionary 3.31%
5 Healthcare 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIOO icon
126
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.13B
$3.37M 0.18%
65,796
+4,754
+8% +$322K
LQD icon
127
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$3.36M 0.18%
27,217
-42,066
-61% -$5.36M
DVYE icon
128
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$3.36M 0.18%
119,378
+37,324
+45% +$1.36M
MCD icon
129
McDonald's
MCD
$188B
$3.32M 0.18%
20,103
+6,332
+46% +$1.25M
GDX icon
130
VanEck Gold Miners ETF
GDX
$23B
$3.31M 0.18%
143,564
+53,559
+60% +$1.47M
EVV
131
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$3.3M 0.18%
312,201
-29,109
-9% -$361K
VER
132
DELISTED
VEREIT, Inc.
VER
$3.3M 0.18%
134,855
+11,040
+9% +$466K
ITA icon
133
iShares US Aerospace & Defense ETF
ITA
$14.2B
$3.27M 0.18%
45,466
-3,120
-6% -$319K
CVS icon
134
CVS Health
CVS
$137B
$3.22M 0.17%
54,321
+4,293
+9% +$287K
BOND icon
135
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$3.19M 0.17%
30,006
+3,426
+13% +$372K
IGIB icon
136
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$3.09M 0.17%
56,191
+1,325
+2% +$76.5K
BSJN
137
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$2.98M 0.16%
132,873
+15,807
+14% +$397K
NEAR icon
138
iShares Short Maturity Bond ETF
NEAR
$4.8B
$2.97M 0.16%
61,161
+1,320
+2% +$65.8K
GBIL icon
139
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$2.95M 0.16%
29,292
+23,069
+371% +$2.32M
IXC icon
140
iShares Global Energy ETF
IXC
$2.71B
$2.95M 0.16%
174,520
+161,620
+1,253% +$4.03M
NOC icon
141
Northrop Grumman
NOC
$77B
$2.93M 0.16%
9,684
+186
+2% +$64.7K
IVE icon
142
iShares S&P 500 Value ETF
IVE
$48.9B
$2.91M 0.16%
30,256
+454
+2% +$54K
QYLD icon
143
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$2.89M 0.16%
149,911
+5,995
+4% +$133K
VWO icon
144
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.89M 0.16%
86,504
+17,383
+25% +$709K
CAT icon
145
Caterpillar
CAT
$409B
$2.89M 0.15%
24,874
-2,761
-10% -$353K
JPST icon
146
JPMorgan Ultra-Short Income ETF
JPST
$40B
$2.88M 0.15%
58,027
+12,929
+29% +$650K
ZM icon
147
Zoom
ZM
$25.8B
$2.88M 0.15%
+19,709
New +$1.94M
DIA icon
148
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$2.83M 0.15%
12,901
+3,014
+30% +$801K
PTLC icon
149
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$2.83M 0.15%
104,613
+511
+0.5% +$16.3K
SPHD icon
150
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$2.82M 0.15%
94,095
+8,412
+10% +$330K
4 5
6
7 8

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Cetera Advisors held 987 positions worth $1.86B, down 20% from $2.34B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cetera Advisors's Q1 2020 filing shows 68 new, 375 increased, 329 reduced and 181 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $55M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $65.8M increase.
  • Cetera Advisors's biggest Q1 2020 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $55M.
  • Cetera Advisors fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2020, selling an estimated $23.5M.
  • Cetera Advisors's ten largest holdings make up 27% of its $1.86B portfolio in Q1 2020.
  • Cetera Advisors opened 68 new positions and closed 181 in Q1 2020.
  • Cetera Advisors's portfolio value fell 20% quarter-over-quarter to $1.86B.

Based on Cetera Advisors's 13F filing for Q1 2020, filed 8 May 2020.