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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
126
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$2.42M 0.19%
20,668
+248
+1% +$28.9K
CEF icon
127
Sprott Physical Gold and Silver Trust
CEF
$7.6B
$2.39M 0.18%
171,511
-13,441
-7% -$190K
VTV icon
128
Vanguard Value ETF
VTV
$187B
$2.37M 0.18%
27,221
+977
+4% +$85.1K
EEM icon
129
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$2.35M 0.18%
62,906
+19,179
+44% +$701K
NKE icon
130
Nike
NKE
$62.6B
$2.33M 0.18%
44,351
-3,382
-7% -$191K
XLV icon
131
State Street Health Care Select Sector SPDR ETF
XLV
$41.3B
$2.25M 0.17%
31,259
-20,967
-40% -$1.54M
IWN icon
132
iShares Russell 2000 Value ETF
IWN
$14.4B
$2.17M 0.17%
20,720
-490
-2% -$50.2K
IMCB icon
133
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$2.17M 0.17%
56,424
+7,972
+16% +$308K
TOTL icon
134
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.12B
$2.16M 0.17%
42,856
+12,238
+40% +$613K
CSCO icon
135
Cisco
CSCO
$442B
$2.15M 0.16%
67,811
-25,082
-27% -$771K
IVW icon
136
iShares S&P 500 Growth ETF
IVW
$74.2B
$2.11M 0.16%
69,584
-10,848
-13% -$329K
RIG icon
137
Transocean
RIG
$5.87B
$2.11M 0.16%
198,273
-21,237
-10% -$224K
CWI icon
138
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.78B
$2.1M 0.16%
96,975
+17,730
+22% +$376K
LMT icon
139
Lockheed Martin
LMT
$119B
$2.09M 0.16%
8,708
+342
+4% +$85.6K
KMB icon
140
Kimberly-Clark
KMB
$36.1B
$2.08M 0.16%
16,438
-493
-3% -$63.8K
IDV icon
141
iShares International Select Dividend ETF
IDV
$8.3B
$2.07M 0.16%
68,963
+15,687
+29% +$464K
QCOM icon
142
Qualcomm
QCOM
$185B
$2.06M 0.16%
29,985
+6,883
+30% +$419K
VALE icon
143
Vale
VALE
$63.2B
$2.04M 0.16%
367,300
-20,637
-5% -$113K
AMGN icon
144
Amgen
AMGN
$198B
$2M 0.15%
11,937
-5,419
-31% -$916K
MT icon
145
ArcelorMittal
MT
$50.1B
$1.99M 0.15%
110,330
-10,522
-9% -$186K
SBUX icon
146
Starbucks
SBUX
$119B
$1.96M 0.15%
36,190
+3,908
+12% +$219K
DFE icon
147
WisdomTree Europe SmallCap Dividend Fund
DFE
$164M
$1.96M 0.15%
35,428
+9,484
+37% +$511K
IGR
148
CBRE Global Real Estate Income Fund
IGR
$706M
$1.94M 0.15%
230,649
+4
+0% +$34
PBJ icon
149
Invesco Food & Beverage ETF
PBJ
$111M
$1.92M 0.15%
58,608
+1,007
+2% +$34K
WMT icon
150
Walmart Inc
WMT
$870B
$1.92M 0.15%
80,163
+27,141
+51% +$658K
4 5
6
7 8

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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.