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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSV icon
126
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.95M 0.15%
24,366
+1,365
+6% +$109K
BA icon
127
Boeing
BA
$164B
$1.92M 0.15%
15,048
-1,982
-12% -$250K
F icon
128
Ford
F
$57.5B
$1.91M 0.15%
130,089
-6,471
-5% -$111K
CVE icon
129
Cenovus Energy
CVE
$54.1B
$1.89M 0.14%
70,334
+8,426
+14% +$257K
HCT
130
DELISTED
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
$1.85M 0.14%
176,528
+7,475
+4% +$80.3K
UNP icon
131
Union Pacific
UNP
$174B
$1.84M 0.14%
16,993
+499
+3% +$51.7K
CNI icon
132
Canadian National Railway
CNI
$77.6B
$1.8M 0.14%
25,423
-827
-3% -$57.3K
ORAN
133
DELISTED
Orange
ORAN
$1.8M 0.14%
122,154
+13,275
+12% +$202K
GLD icon
134
SPDR Gold Trust
GLD
$133B
$1.79M 0.14%
15,360
-1,315
-8% -$162K
VBR icon
135
Vanguard Small-Cap Value ETF
VBR
$37B
$1.79M 0.14%
18,075
+358
+2% +$37.1K
WELL icon
136
Welltower
WELL
$173B
$1.76M 0.13%
28,223
+960
+4% +$61.9K
GIS icon
137
General Mills
GIS
$19.7B
$1.76M 0.13%
34,675
+2,363
+7% +$124K
EPD icon
138
Enterprise Products Partners
EPD
$84.1B
$1.75M 0.13%
43,458
+2,054
+5% +$80.6K
IWN icon
139
iShares Russell 2000 Value ETF
IWN
$14.4B
$1.73M 0.13%
18,506
-2,743
-13% -$271K
VCSH icon
140
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.72M 0.13%
21,560
-1,182
-5% -$94.7K
ETP
141
DELISTED
Energy Transfer Partners L.p.
ETP
$1.72M 0.13%
26,942
+853
+3% +$49.3K
DFJ icon
142
WisdomTree Japan SmallCap Dividend Fund
DFJ
$381M
$1.72M 0.13%
33,518
+1,475
+5% +$78.3K
VYM icon
143
Vanguard High Dividend Yield ETF
VYM
$80.8B
$1.72M 0.13%
25,948
+12,003
+86% +$801K
CL icon
144
Colgate-Palmolive
CL
$73.3B
$1.71M 0.13%
26,179
-6,142
-19% -$405K
IGIB icon
145
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.4B
$1.71M 0.13%
31,320
+1,904
+6% +$105K
RFG icon
146
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$346M
$1.69M 0.13%
69,185
-2,290
-3% -$56.8K
JCP
147
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
$1.68M 0.13%
+1,500
New +$14.7K
APO icon
148
Apollo Global Management
APO
$68.6B
$1.65M 0.13%
+68,910
New +$1.72M
EZU icon
149
iShare MSCI Eurozone ETF
EZU
$9.53B
$1.65M 0.13%
42,765
+7,568
+22% +$304K
VTV icon
150
Vanguard Value ETF
VTV
$187B
$1.65M 0.13%
20,368
+4,207
+26% +$344K
4 5
6
7 8

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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.