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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.57%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$729M
AUM Growth
+$52.9M
Cap. Flow
+$45.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
22.16%
Holding
592
New
88
Increased
271
Reduced
157
Closed
50

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.48M
2
VER
VEREIT, Inc.
VER
+$5.98M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$3.38M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.86M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.33M

Top Sells

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$5.09M
2
VB icon
Vanguard Small-Cap ETF
VB
+$3.98M
3
GM icon
General Motors
GM
+$2.22M
4
ROM icon
ProShares Ultra Technology
ROM
+$1.91M
5
LVS icon
Las Vegas Sands
LVS
+$1.49M

Sector Composition

Rank Sector Weight
1 Real Estate 6.11%
2 Energy 5.14%
3 Technology 4.66%
4 Industrials 4.36%
5 Materials 4.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEF icon
126
iShares S&P 100 ETF
OEF
$20.1B
$1.37M 0.19%
16,601
-127
-0.8% -$10.3K
UNP icon
127
Union Pacific
UNP
$174B
$1.35M 0.19%
14,446
+2,546
+21% +$226K
ETP
128
DELISTED
Energy Transfer Partners L.p.
ETP
$1.34M 0.18%
24,950
+5,147
+26% +$279K
LMT icon
129
Lockheed Martin
LMT
$119B
$1.31M 0.18%
8,027
+2,425
+43% +$381K
MMD
130
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$285M
$1.29M 0.18%
76,178
– –
BAC icon
131
Bank of America
BAC
$432B
$1.29M 0.18%
74,716
-196
-0.3% -$3.3K
DIA icon
132
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$1.28M 0.18%
7,776
-443
-5% -$71.6K
VTV icon
133
Vanguard Value ETF
VTV
$187B
$1.27M 0.17%
16,300
+2,664
+20% +$202K
KMB icon
134
Kimberly-Clark
KMB
$36.1B
$1.26M 0.17%
11,932
+79
+0.7% +$8.18K
GM.WS.A
135
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1.26M 0.17%
50,073
-814
-2% -$22.2K
CERN
136
DELISTED
Cerner Corp
CERN
$1.26M 0.17%
22,374
-14,972
-40% -$864K
DNP icon
137
DNP Select Income Fund
DNP
$4.16B
$1.26M 0.17%
128,156
-11,187
-8% -$108K
PZI
138
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$1.25M 0.17%
72,313
-3,445
-5% -$58.3K
SLV icon
139
iShares Silver Trust
SLV
$28.8B
$1.24M 0.17%
65,243
+2,624
+4% +$51.6K
PEP icon
140
PepsiCo
PEP
$185B
$1.24M 0.17%
14,916
-3,870
-21% -$314K
MGC icon
141
Vanguard Mega Cap 300 Index ETF
MGC
$10B
$1.24M 0.17%
19,331
-198
-1% -$12.4K
PBJ icon
142
Invesco Food & Beverage ETF
PBJ
$111M
$1.22M 0.17%
44,654
+1,154
+3% +$30.3K
WMT icon
143
Walmart Inc
WMT
$870B
$1.22M 0.17%
47,976
-9,816
-17% -$247K
PKW icon
144
Invesco BuyBack Achievers ETF
PKW
$1.68B
$1.2M 0.17%
27,649
-14,867
-35% -$633K
ICF icon
145
iShares Select U.S. REIT ETF
ICF
$2.08B
$1.16M 0.16%
28,390
+2,418
+9% +$96.2K
EMC
146
DELISTED
EMC CORPORATION
EMC
$1.16M 0.16%
42,221
+24,644
+140% +$641K
IYR icon
147
iShares US Real Estate ETF
IYR
$4.5B
$1.15M 0.16%
17,005
+1,825
+12% +$121K
RPAI
148
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$1.15M 0.16%
85,074
+26,213
+45% +$348K
FAB icon
149
First Trust Multi Cap Value AlphaDEX Fund
FAB
$151M
$1.15M 0.16%
25,169
-1,622
-6% -$71.5K
BOND icon
150
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.3B
$1.15M 0.16%
10,739
+149
+1% +$15.8K
4 5
6
7 8

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MNG
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DPAM
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VAM
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CAN
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ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Cetera Advisors held 592 positions worth $729M, up 7.8% from $676M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors deployed $45.2M of net new capital in Q1 2014, opening 88 new positions and adding to 271 existing holdings. Its largest new stake was Pinnacle West Capital: 26,717 shares worth $1.46M.

By sector, the portfolio is most concentrated in Real Estate at 6.1% of assets, down from 6.3% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Vanguard Small-Cap ETF, an estimated $3.98M trimmed.

  • Cetera Advisors's largest Q1 2014 buy was Pinnacle West Capital: 26,717 shares worth $1.46M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $6.48M increase.
  • Cetera Advisors's biggest Q1 2014 reduction was Vanguard Small-Cap ETF, cutting an estimated $3.98M.
  • Cetera Advisors fully exited Vanguard Financials ETF in Q1 2014, selling an estimated $5.09M.
  • Cetera Advisors's ten largest holdings make up 22% of its $729M portfolio in Q1 2014.
  • Cetera Advisors opened 88 new positions and closed 50 in Q1 2014.
  • Cetera Advisors's portfolio value rose 7.8% quarter-over-quarter to $729M.

Based on Cetera Advisors's 13F filing for Q1 2014, filed 15 May 2014.