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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PENN icon
1451
PUT
PENN Entertainment
PENN
$2.71B
– –
-1,000
Closed -$2K
PSCE icon
1452
Invesco S&P SmallCap Energy ETF
PSCE
$103M
– –
-59,528
Closed -$2.39M
QQQX icon
1453
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.45B
– –
-6,999
Closed -$206K
RA
1454
Brookfield Real Assets Income Fund
RA
$708M
– –
-26,201
Closed -$574K
RNAC icon
1455
Cartesian Therapeutics
RNAC
$233M
– –
-36,878
Closed -$4.62M
SHE icon
1456
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$320M
– –
-2,031
Closed -$206K
SMLF icon
1457
iShares US Small Cap Equity Factor ETF
SMLF
$4.07B
– –
-4,901
Closed -$269K
SPY icon
1458
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$777B
– –
-7,000
Closed -$18K
NSLR
1459
Neostellar Capital Corp
NSLR
$272M
– –
-19,917
Closed -$269K
SVAL icon
1460
iShares US Small Cap Value Factor ETF
SVAL
$200M
– –
-28,787
Closed -$884K
TER icon
1461
Teradyne
TER
$58.5B
– –
-3,326
Closed -$446K
TRIP icon
1462
TripAdvisor
TRIP
$1.57B
– –
-16,809
Closed -$677K
UAL icon
1463
PUT
United Airlines
UAL
$37.4B
– –
-5,600
Closed -$19K
UFO icon
1464
Procure Space ETF
UFO
$631M
– –
-15,610
Closed -$485K
UGA icon
1465
United States Gasoline Fund
UGA
$144M
– –
-5,705
Closed -$205K
VALE icon
1466
Vale
VALE
$63.1B
– –
-16,684
Closed -$381K
VCLT icon
1467
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.84B
– –
-1,867
Closed -$200K
VRP icon
1468
Invesco Variable Rate Preferred ETF
VRP
$2.99B
– –
-58,504
Closed -$1.54M
WIP icon
1469
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$477M
– –
-3,606
Closed -$203K
XME icon
1470
State Street SPDR S&P Metals & Mining ETF
XME
$4.11B
– –
-14,557
Closed -$627K
CDMO
1471
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
– –
-8,505
Closed -$218K
SAVE
1472
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-6,625
Closed -$202K
MORF
1473
DELISTED
Morphic Holding, Inc. Common Stock
MORF
– –
-6,210
Closed -$356K
TBLT
1474
DELISTED
ToughBuilt Industries, Inc. Common Stock
TBLT
– –
-1
Closed -$8K
JJG
1475
DELISTED
iPath Series B Bloomberg Grains Subindex Total ReturnSM ETN
JJG
– –
-3,040
Closed -$201K
56 57 58
59
60

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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.