We are live on ! Find out more
CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOVL
1426
DELISTED
iShares Focused Value Factor ETF
FOVL
– –
-20,121
Closed -$1.1M
FRA icon
1427
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
– –
-38,426
Closed -$509K
FSLY icon
1428
Fastly Inc
FSLY
$3.04B
– –
-4,395
Closed -$262K
FTHI icon
1429
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.37B
– –
-10,029
Closed -$220K
FXF icon
1430
Invesco CurrencyShares Swiss Franc Trust
FXF
$410M
– –
-12,930
Closed -$1.27M
FXI icon
1431
iShares China Large-Cap ETF
FXI
$4.29B
– –
-4,750
Closed -$220K
GRWG icon
1432
GrowGeneration
GRWG
$83.5M
– –
-10,841
Closed -$521K
HERO icon
1433
Global X Video Games & Esports ETF
HERO
$60M
– –
-6,479
Closed -$209K
HPI
1434
John Hancock Preferred Income Fund
HPI
$429M
– –
-16,000
Closed -$346K
HTEC icon
1435
ROBO Global Healthcare Technology and Innovation ETF
HTEC
$74M
– –
-4,700
Closed -$226K
IEO icon
1436
iShares US Oil & Gas Exploration & Production ETF
IEO
$575M
– –
-4,386
Closed -$251K
IGLB icon
1437
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.59B
– –
-30,966
Closed -$2.17M
ISMD icon
1438
Inspire Small/Mid Cap Impact ETF
ISMD
$336M
– –
-6,000
Closed -$220K
JMIA
1439
Jumia Technologies
JMIA
$734M
– –
-9,615
Closed -$292K
LFMD icon
1440
LifeMD
LFMD
$187M
– –
-24,880
Closed -$293K
LQDH icon
1441
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
– –
-42,010
Closed -$4.05M
MCHI icon
1442
iShares MSCI China ETF
MCHI
$6.04B
– –
-14,679
Closed -$1.21M
MORT icon
1443
VanEck Mortgage REIT Income ETF
MORT
$367M
– –
-10,183
Closed -$202K
MSOS icon
1444
AdvisorShares Pure US Cannabis ETF
MSOS
$866M
– –
-81,455
Closed -$3.26M
MVIS icon
1445
Microvision
MVIS
$96.4M
– –
-19,430
Closed -$325K
NEWT icon
1446
NewtekOne
NEWT
$414M
– –
-16,100
Closed -$562K
NTES icon
1447
NetEase
NTES
$76.9B
– –
-5,266
Closed -$607K
NVCR icon
1448
NovoCure
NVCR
$2.32B
– –
-1,816
Closed -$403K
ODFL icon
1449
Old Dominion Freight Line
ODFL
$48B
– –
-5,796
Closed -$736K
OMF icon
1450
OneMain Financial
OMF
$6.79B
– –
-13,600
Closed -$815K
56 57
58
59 60

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.