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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+7.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$4.94B
AUM Growth
-$199M
Cap. Flow
-$539M
Cap. Flow %
-10.92%
Top 10 Hldgs %
21.74%
Holding
1,546
New
138
Increased
480
Reduced
767
Closed
113

Top Buys

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$28.1M
2
PYPL icon
PayPal
PYPL
+$9.14M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$9.13M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.44M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$6.68M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$59.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$45.9M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$40.3M
4
TSLA icon
Tesla
TSLA
+$32.8M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$31M

Sector Composition

Rank Sector Weight
1 Technology 8.93%
2 Consumer Discretionary 5.48%
3 Financials 4.28%
4 Industrials 3.88%
5 Healthcare 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASC icon
1401
Ardmore Shipping
ASC
$678M
$45K ﹤0.01%
13,305
– –
APTO
1402
DELISTED
Aptose Biosciences, Inc.
APTO
$44K ﹤0.01%
72
+45
+167% +$42.3K
PVLA
1403
Palvella Therapeutics
PVLA
$1.98B
$43K ﹤0.01%
141
+15
+12% +$4.8K
DHC
1404
Diversified Healthcare Trust
DHC
$2.26B
$41K ﹤0.01%
13,131
-4,273
-25% -$13.8K
LFT
1405
Lument Finance Trust
LFT
$41.9M
$41K ﹤0.01%
10,695
– –
ADAM
1406
Adamas Trust
ADAM
$777M
$41K ﹤0.01%
2,745
-625
-19% -$10.2K
NVDA icon
1407
PUT
NVIDIA
NVDA
$5.01T
$40K ﹤0.01%
23,000
-11,000
-32% -$303K
SAN icon
1408
Banco Santander
SAN
$194B
$40K ﹤0.01%
12,073
– –
WPRT
1409
Westport Fuel Systems
WPRT
$36.5M
$38K ﹤0.01%
1,586
-120
-7% -$3.43K
GENE
1410
DELISTED
Genetic Technologies Ltd.
GENE
$38K ﹤0.01%
+3,992
New +$51.2K
CLVS
1411
DELISTED
Clovis Oncology, Inc.
CLVS
$38K ﹤0.01%
+14,030
New +$51.9K
SENS icon
1412
Senseonics Holdings Inc
SENS
$254M
$30K ﹤0.01%
565
-175
-24% -$11.4K
TXMD icon
1413
TherapeuticsMD
TXMD
$23.8M
$27K ﹤0.01%
1,517
-809
-35% -$24.2K
REFR icon
1414
Research Frontiers
REFR
$16.1M
$24K ﹤0.01%
13,820
– –
IO
1415
DELISTED
ION Geophysical Corporation
IO
$24K ﹤0.01%
27,005
-15,935
-37% -$25.9K
SHIP icon
1416
Seanergy Maritime Holdings
SHIP
$351M
$20K ﹤0.01%
+2,224
New +$23.7K
DRRX
1417
DELISTED
DURECT Corp
DRRX
$15K ﹤0.01%
1,500
– –
WTER
1418
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$15K ﹤0.01%
859
-729
-46% -$15.9K
MUX icon
1419
McEwen Inc
MUX
$1.03B
$11K ﹤0.01%
1,240
-2
-0.2% -$21
CNC icon
1420
PUT
Centene
CNC
$31.3B
$9K ﹤0.01%
+2,900
New +$212K
LGL.WS
1421
DELISTED
LGL Group Inc Warrants
LGL.WS
$8K ﹤0.01%
10,000
– –
CFMS
1422
DELISTED
Conformis, Inc. Common Stock
CFMS
$8K ﹤0.01%
+422
New +$10.8K
BLDR icon
1423
PUT
Builders FirstSource
BLDR
$7.84B
$5K ﹤0.01%
+3,200
New +$217K
DIS icon
1424
PUT
Walt Disney
DIS
$165B
$2K ﹤0.01%
1,000
– –
FRTX
1425
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$2K ﹤0.01%
222
-222
-50% -$3.99K
55 56
57
58 59

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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Cetera Advisors held 1,546 positions worth $4.94B, down 3.9% from $5.14B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors withdrew a net $539M in Q4 2021, closing 113 positions and reducing 767 holdings. Its most notable exit was VEREIT, Inc., an estimated $5.95M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Cetera Advisors opened a new position in RH Tactical Rotation ETF worth $4.79M.

  • Cetera Advisors's largest Q4 2021 buy was RH Tactical Rotation ETF: 327,186 shares worth $4.79M.
  • Cetera Advisors added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $28.1M increase.
  • Cetera Advisors's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $59.3M.
  • Cetera Advisors fully exited VEREIT, Inc. in Q4 2021, selling an estimated $5.95M.
  • Cetera Advisors's ten largest holdings make up 22% of its $4.94B portfolio in Q4 2021.
  • Cetera Advisors opened 138 new positions and closed 113 in Q4 2021.
  • Cetera Advisors's portfolio value fell 3.9% quarter-over-quarter to $4.94B.

Based on Cetera Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.