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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPP.RT
1401
DELISTED
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Rights (expiring October 1, 2021)
OPP.RT
$1K ﹤0.01%
+129,132
New +$2.32K
AHT
1402
Ashford Hospitality Trust
AHT
$21M
– –
-115
Closed -$53K
AIA icon
1403
iShares Asia 50 ETF
AIA
$4.64B
– –
-9,541
Closed -$874K
AIG icon
1404
American International
AIG
$41.4B
– –
-16,772
Closed -$798K
ALDX icon
1405
Aldeyra Therapeutics
ALDX
$93.5M
– –
-14,100
Closed -$160K
AMC icon
1406
AMC Entertainment Holdings
AMC
$2.04B
– –
-380
Closed -$215K
ASAN icon
1407
Asana
ASAN
$1.51B
– –
-5,440
Closed -$337K
AVY icon
1408
Avery Dennison
AVY
$11.9B
– –
-1,001
Closed -$211K
BC icon
1409
Brunswick
BC
$5.17B
– –
-3,466
Closed -$345K
BIBL icon
1410
Inspire 100 ETF
BIBL
$496M
– –
-11,200
Closed -$478K
BYLD icon
1411
iShares Yield Optimized Bond ETF
BYLD
$447M
– –
-92,857
Closed -$2.35M
CACI icon
1412
CACI
CACI
$10.6B
– –
-2,226
Closed -$568K
CAF
1413
Morgan Stanley China A Share Fund
CAF
$338M
– –
-24,586
Closed -$562K
CCAP icon
1414
Crescent Capital BDC
CCAP
$397M
– –
-18,800
Closed -$353K
CFG icon
1415
Citizens Financial Group
CFG
$30.3B
– –
-7,750
Closed -$355K
CHIQ icon
1416
Global X MSCI China Consumer Discretionary ETF
CHIQ
$125M
– –
-13,332
Closed -$472K
CMBS icon
1417
iShares CMBS ETF
CMBS
$472M
– –
-14,698
Closed -$799K
CORN icon
1418
Teucrium Corn Fund
CORN
$190M
– –
-16,940
Closed -$362K
CPER icon
1419
United States Copper Index Fund
CPER
$740M
– –
-34,910
Closed -$916K
CX icon
1420
Cemex
CX
$17.7B
– –
-23,592
Closed -$198K
DJD icon
1421
Invesco Dow Jones Industrial Average Dividend ETF
DJD
$472M
– –
-4,999
Closed -$220K
EEFT icon
1422
Euronet Worldwide
EEFT
$2.94B
– –
-1,590
Closed -$215K
FIX icon
1423
Comfort Systems
FIX
$64.5B
– –
-2,543
Closed -$200K
FMC icon
1424
FMC
FMC
$1.46B
– –
-2,465
Closed -$267K
FOCT icon
1425
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
– –
-23,732
Closed -$806K
55 56
57
58 59

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.