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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
1376
PUT
NVIDIA
NVDA
$5.06T
$43K ﹤0.01%
+34,000
New +$706K
LFT
1377
Lument Finance Trust
LFT
$42.2M
$42K ﹤0.01%
10,695
– –
NPKI
1378
NPK International
NPKI
$1.22B
$40K ﹤0.01%
+12,008
New +$33.9K
WTER
1379
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$38K ﹤0.01%
+1,588
New +$41.7K
REFR icon
1380
Research Frontiers
REFR
$16.8M
$35K ﹤0.01%
13,820
– –
LYV icon
1381
PUT
Live Nation Entertainment
LYV
$41B
$34K ﹤0.01%
4,800
+4,400
+1,100% +$371K
HIVE
1382
HIVE Digital Technologies
HIVE
$850M
$29K ﹤0.01%
+2,180
New +$30.6K
APTO
1383
DELISTED
Aptose Biosciences, Inc.
APTO
$27K ﹤0.01%
27
+4
+17% +$5K
DFTX
1384
Definium Therapeutics
DFTX
$5.7B
$26K ﹤0.01%
+753
New +$32.6K
TCRT icon
1385
Alaunos Therapeutics
TCRT
$4.69M
$26K ﹤0.01%
+95
New +$29.1K
SE icon
1386
PUT
Sea Limited
SE
$60.9B
$21K ﹤0.01%
+2,100
New +$644K
DRRX
1387
DELISTED
DURECT Corp
DRRX
$19K ﹤0.01%
1,500
– –
XPEV icon
1388
PUT
XPeng
XPEV
$12.2B
$19K ﹤0.01%
5,200
+1,400
+37% +$55.6K
BIOR
1389
DELISTED
Biora Therapeutics, Inc. Common Stock
BIOR
$18K ﹤0.01%
+48
New +$20.6K
GERN icon
1390
Geron
GERN
$930M
$17K ﹤0.01%
+12,230
New +$16.3K
EFTRW
1391
DELISTED
eFFECTOR Therapeutics, Inc. Warrant
EFTRW
$16K ﹤0.01%
+10,000
New +$12.1K
FRTX
1392
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$14K ﹤0.01%
444
+222
+100% +$7.2K
MUX icon
1393
McEwen Inc
MUX
$1.05B
$13K ﹤0.01%
1,242
+2
+0.2% +$23
BAC icon
1394
PUT
Bank of America
BAC
$430B
$10K ﹤0.01%
8,000
+2,800
+54% +$113K
CARM
1395
DELISTED
Carisma Therapeutics
CARM
$9K ﹤0.01%
+550
New +$26.4K
NOC icon
1396
PUT
Northrop Grumman
NOC
$75.8B
$9K ﹤0.01%
+1,100
New +$398K
LGL.WS
1397
DELISTED
LGL Group Inc Warrants
LGL.WS
$8K ﹤0.01%
10,000
– –
DIS icon
1398
PUT
Walt Disney
DIS
$161B
$7K ﹤0.01%
1,000
– –
MSFT icon
1399
CALL
Microsoft
MSFT
$2.83T
$6K ﹤0.01%
200
-200
-50% -$58.2K
EIX icon
1400
PUT
Edison International
EIX
$30.6B
$1K ﹤0.01%
2,500
– –
54 55
56
57 58

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.