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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-3.07%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.01B
AUM Growth
+$74.4M
Cap. Flow
+$276M
Cap. Flow %
5.5%
Top 10 Hldgs %
20.57%
Holding
1,563
New
130
Increased
718
Reduced
481
Closed
157

Top Buys

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$46.9M
2
PGJ icon
Invesco Golden Dragon China ETF
PGJ
+$36.7M
3
PECO icon
Phillips Edison & Co
PECO
+$28.5M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$25.7M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$25.5M

Top Sells

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$37.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$31.4M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$30M
4
CLF icon
Cleveland-Cliffs
CLF
+$29.7M
5
FCX icon
Freeport-McMoran
FCX
+$23M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 5.48%
3 Financials 4.23%
4 Industrials 3.75%
5 Healthcare 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALT icon
1351
Altimmune
ALT
$539M
$113K ﹤0.01%
+18,500
New +$136K
BDJ icon
1352
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$113K ﹤0.01%
11,411
-2,044
-15% -$20K
IVR icon
1353
Invesco Mortgage Capital
IVR
$776M
$112K ﹤0.01%
4,897
+823
+20% +$20.3K
PHK
1354
PIMCO High Income Fund
PHK
$861M
$109K ﹤0.01%
18,898
+8
+0% +$47
UMC icon
1355
United Microelectronic
UMC
$48.9B
$109K ﹤0.01%
11,967
-6,683
-36% -$66.2K
TOPS icon
1356
TOP Ships
TOPS
$4.32M
$107K ﹤0.01%
427
+29
+7% +$6.75K
CLOV icon
1357
Clover Health Investments
CLOV
$2.28B
$102K ﹤0.01%
28,725
+1,500
+6% +$4.35K
NKTR icon
1358
Nektar Therapeutics
NKTR
$2.39B
$98K ﹤0.01%
1,217
+208
+21% +$30.8K
SOL
1359
DELISTED
Emeren Group
SOL
$98K ﹤0.01%
16,940
+3,600
+27% +$21.2K
EVF
1360
Eaton Vance Senior Income Trust
EVF
$90.3M
$92K ﹤0.01%
14,500
– –
CERS icon
1361
Cerus
CERS
$587M
$91K ﹤0.01%
+16,489
New +$91.3K
CGC
1362
Canopy Growth
CGC
$375M
$90K ﹤0.01%
1,189
+30
+3% +$2.29K
FUBO icon
1363
FuboTV Inc
FUBO
$245M
$88K ﹤0.01%
+1,114
New +$130K
APTO
1364
DELISTED
Aptose Biosciences, Inc.
APTO
$83K ﹤0.01%
135
+63
+88% +$34.8K
CXE
1365
DELISTED
MFS High Income Municipal Trust
CXE
$82K ﹤0.01%
18,600
– –
GGN
1366
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$82K ﹤0.01%
20,356
+82
+0.4% +$316
OCSL icon
1367
Oaktree Specialty Lending
OCSL
$1.03B
$75K ﹤0.01%
3,384
+20
+0.6% +$448
DHY
1368
Credit Suisse High Yield Credit Fund
DHY
$238M
$71K ﹤0.01%
32,504
-7,314
-18% -$16.7K
SAN icon
1369
Banco Santander
SAN
$194B
$63K ﹤0.01%
18,639
+6,566
+54% +$23K
ASC icon
1370
Ardmore Shipping
ASC
$678M
$60K ﹤0.01%
13,305
– –
CRON
1371
Cronos Group
CRON
$1.05B
$60K ﹤0.01%
15,392
+268
+2% +$976
OPK icon
1372
Opko Health
OPK
$921M
$52K ﹤0.01%
15,100
-5,000
-25% -$17.7K
DHC
1373
Diversified Healthcare Trust
DHC
$2.26B
$42K ﹤0.01%
13,131
– –
KOPN icon
1374
Kopin
KOPN
$663M
$38K ﹤0.01%
+15,027
New +$43.3K
LFT
1375
Lument Finance Trust
LFT
$41.9M
$29K ﹤0.01%
10,695
– –
53 54
55
56 57

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Cetera Advisors held 1,563 positions worth $5.01B, up 1.5% from $4.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors deployed $276M of net new capital in Q1 2022, opening 130 new positions and adding to 718 existing holdings. Its largest new stake was Invesco Golden Dragon China ETF: 1,127,220 shares worth $32.7M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.9% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Buffer ETF January, an estimated $37.9M trimmed.

  • Cetera Advisors's largest Q1 2022 buy was Invesco Golden Dragon China ETF: 1,127,220 shares worth $32.7M.
  • Cetera Advisors added most to iShares 0-5 Year TIPS Bond ETF in Q1 2022, an estimated $46.9M increase.
  • Cetera Advisors's biggest Q1 2022 reduction was FT Vest US Equity Buffer ETF January, cutting an estimated $37.9M.
  • Cetera Advisors fully exited PIMCO 15+ Year US TIPS Index Exchange-Traded Fund in Q1 2022, selling an estimated $4.49M.
  • Cetera Advisors's ten largest holdings make up 21% of its $5.01B portfolio in Q1 2022.
  • Cetera Advisors opened 130 new positions and closed 157 in Q1 2022.
  • Cetera Advisors's portfolio value rose 1.5% quarter-over-quarter to $5.01B.

Based on Cetera Advisors's 13F filing for Q1 2022, filed 12 May 2022.