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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+7.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$4.94B
AUM Growth
-$199M
Cap. Flow
-$539M
Cap. Flow %
-10.92%
Top 10 Hldgs %
21.74%
Holding
1,546
New
138
Increased
480
Reduced
767
Closed
113

Top Buys

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$28.1M
2
PYPL icon
PayPal
PYPL
+$9.14M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$9.13M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.44M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$6.68M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$59.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$45.9M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$40.3M
4
TSLA icon
Tesla
TSLA
+$32.8M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$31M

Sector Composition

Rank Sector Weight
1 Technology 8.93%
2 Consumer Discretionary 5.48%
3 Financials 4.28%
4 Industrials 3.88%
5 Healthcare 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMA icon
1351
Banco Macro
BMA
$5.7B
$172K ﹤0.01%
12,235
+735
+6% +$11.5K
ETW
1352
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$172K ﹤0.01%
15,371
-4,665
-23% -$51.3K
DPG
1353
Duff & Phelps Utility and Infrastructure Fund
DPG
$539M
$171K ﹤0.01%
11,819
-758
-6% -$10.7K
PAA icon
1354
Plains All American Pipeline
PAA
$17.4B
$170K ﹤0.01%
18,191
-3,115
-15% -$31.3K
MQY icon
1355
BlackRock MuniYield Quality Fund
MQY
$807M
$168K ﹤0.01%
10,394
+94
+0.9% +$1.52K
FGB
1356
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$166K ﹤0.01%
40,572
-4,496
-10% -$18.4K
CLM icon
1357
Cornerstone Strategic Value Fund
CLM
$2.17B
$163K ﹤0.01%
+11,599
New +$157K
RWT
1358
Redwood Trust
RWT
$616M
$161K ﹤0.01%
+12,220
New +$165K
NRO
1359
Neuberger Real Estate Securities Income Fund Inc
NRO
$194M
$157K ﹤0.01%
31,147
+158
+0.5% +$757
STEW
1360
SRH Total Return Fund
STEW
$1.75B
$156K ﹤0.01%
10,980
-9,671
-47% -$130K
BGX
1361
Blackstone Long-Short Credit Income Fund
BGX
$135M
$155K ﹤0.01%
10,518
+20
+0.2% +$301
CCIF
1362
Carlyle Credit Income Fund
CCIF
$56.4M
$153K ﹤0.01%
14,959
– –
NIM icon
1363
Nuveen Select Maturities Municipal Fund
NIM
$117M
$152K ﹤0.01%
+14,160
New +$151K
DSM
1364
BNY Mellon Strategic Municipal Bond Fund
DSM
$292M
$150K ﹤0.01%
+17,946
New +$147K
CRF
1365
Cornerstone Total Return Fund
CRF
$1.14B
$147K ﹤0.01%
+10,927
New +$143K
UEC icon
1366
Uranium Energy
UEC
$4.71B
$147K ﹤0.01%
43,946
-15,530
-26% -$59.8K
FUV
1367
DELISTED
Arcimoto, Inc. Common Stock
FUV
$146K ﹤0.01%
939
-140
-13% -$28.6K
JPC icon
1368
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$140K ﹤0.01%
14,350
+450
+3% +$4.35K
BDJ icon
1369
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$136K ﹤0.01%
13,455
-389
-3% -$3.91K
INDI icon
1370
indie Semiconductor
INDI
$733M
$135K ﹤0.01%
11,250
-450
-4% -$5.72K
DMF
1371
DELISTED
BNY Mellon Municipal Income
DMF
$133K ﹤0.01%
15,164
– –
SIRI icon
1372
SiriusXM
SIRI
$10B
$123K ﹤0.01%
1,938
-361
-16% -$22.6K
SPFF icon
1373
Global X SuperIncome Preferred ETF
SPFF
$139M
$117K ﹤0.01%
+10,000
New +$118K
PHK
1374
PIMCO High Income Fund
PHK
$861M
$116K ﹤0.01%
18,890
– –
LGL icon
1375
LGL Group
LGL
$44.3M
$114K ﹤0.01%
26,520
– –
53 54
55
56 57

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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Cetera Advisors held 1,546 positions worth $4.94B, down 3.9% from $5.14B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors withdrew a net $539M in Q4 2021, closing 113 positions and reducing 767 holdings. Its most notable exit was VEREIT, Inc., an estimated $5.95M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Cetera Advisors opened a new position in RH Tactical Rotation ETF worth $4.79M.

  • Cetera Advisors's largest Q4 2021 buy was RH Tactical Rotation ETF: 327,186 shares worth $4.79M.
  • Cetera Advisors added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $28.1M increase.
  • Cetera Advisors's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $59.3M.
  • Cetera Advisors fully exited VEREIT, Inc. in Q4 2021, selling an estimated $5.95M.
  • Cetera Advisors's ten largest holdings make up 22% of its $4.94B portfolio in Q4 2021.
  • Cetera Advisors opened 138 new positions and closed 113 in Q4 2021.
  • Cetera Advisors's portfolio value fell 3.9% quarter-over-quarter to $4.94B.

Based on Cetera Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.