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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHY
1351
Credit Suisse High Yield Credit Fund
DHY
$242M
$104K ﹤0.01%
41,928
– –
SOL
1352
DELISTED
Emeren Group
SOL
$104K ﹤0.01%
15,773
+1,310
+9% +$9.4K
EVF
1353
Eaton Vance Senior Income Trust
EVF
$90.3M
$102K ﹤0.01%
14,500
– –
POWW icon
1354
Outdoor Holding Co
POWW
$244M
$99K ﹤0.01%
+16,054
New +$116K
GGN
1355
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$764M
$93K ﹤0.01%
24,924
+5,793
+30% +$22.4K
FEI
1356
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$92K ﹤0.01%
+12,745
New +$93.9K
CXE
1357
DELISTED
MFS High Income Municipal Trust
CXE
$91K ﹤0.01%
17,350
– –
TXMD icon
1358
TherapeuticsMD
TXMD
$23.8M
$86K ﹤0.01%
2,326
+769
+49% +$34.1K
USA icon
1359
Liberty All-Star Equity Fund
USA
$1.74B
$86K ﹤0.01%
+10,029
New +$87.4K
INSG icon
1360
Inseego
INSG
$115M
$85K ﹤0.01%
1,270
-65
-5% -$5.43K
NCV
1361
Virtus Convertible & Income Fund
NCV
$378M
$76K ﹤0.01%
3,175
-497
-14% -$12.1K
TELL
1362
DELISTED
Tellurian Inc.
TELL
$72K ﹤0.01%
+18,477
New +$63.1K
IAF
1363
abrdn Australia Equity Fund
IAF
$119M
$69K ﹤0.01%
3,879
+324
+9% +$6.13K
NCZ
1364
Virtus Convertible & Income Fund II
NCZ
$292M
$61K ﹤0.01%
+2,926
New +$62.4K
DHC
1365
Diversified Healthcare Trust
DHC
$2.24B
$59K ﹤0.01%
17,404
– –
ADAM
1366
Adamas Trust
ADAM
$772M
$57K ﹤0.01%
3,370
– –
IO
1367
DELISTED
ION Geophysical Corporation
IO
$57K ﹤0.01%
42,940
+1,000
+2% +$1.41K
WPRT
1368
Westport Fuel Systems
WPRT
$35.9M
$56K ﹤0.01%
1,706
-153
-8% -$6.16K
ASC icon
1369
Ardmore Shipping
ASC
$677M
$55K ﹤0.01%
13,305
+1,250
+10% +$4.43K
SMSI icon
1370
Smith Micro Software
SMSI
$14.1M
$54K ﹤0.01%
+278
New +$56.2K
KOPN icon
1371
Kopin
KOPN
$704M
$53K ﹤0.01%
+10,254
New +$62.2K
PVLA
1372
Palvella Therapeutics
PVLA
$2.05B
$52K ﹤0.01%
+126
New +$43.9K
KRMD icon
1373
KORU Medical Systems
KRMD
$171M
$51K ﹤0.01%
17,919
– –
SENS icon
1374
Senseonics Holdings Inc
SENS
$254M
$50K ﹤0.01%
740
+174
+31% +$11.8K
SAN icon
1375
Banco Santander
SAN
$189B
$44K ﹤0.01%
12,073
-701
-5% -$2.59K
53 54
55
56 57

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.