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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DPG
1326
Duff & Phelps Utility and Infrastructure Fund
DPG
$538M
$169K ﹤0.01%
12,577
+247
+2% +$3.53K
MQY icon
1327
BlackRock MuniYield Quality Fund
MQY
$808M
$167K ﹤0.01%
10,300
+91
+0.9% +$1.52K
TLRY icon
1328
Tilray
TLRY
$493M
$167K ﹤0.01%
1,476
-157
-10% -$21.5K
TOPS icon
1329
TOP Ships
TOPS
$4.46M
$167K ﹤0.01%
471
+57
+14% +$18.4K
BGX
1330
Blackstone Long-Short Credit Income Fund
BGX
$136M
$159K ﹤0.01%
10,498
+107
+1% +$1.59K
CCIF
1331
Carlyle Credit Income Fund
CCIF
$57M
$157K ﹤0.01%
14,959
-1,758
-11% -$18.7K
JBLU icon
1332
JetBlue
JBLU
$1.86B
$155K ﹤0.01%
+10,128
New +$155K
DMF
1333
DELISTED
BNY Mellon Municipal Income
DMF
$146K ﹤0.01%
15,164
– –
HNST icon
1334
The Honest Company
HNST
$409M
$144K ﹤0.01%
+13,900
New +$170K
INDI icon
1335
indie Semiconductor
INDI
$769M
$144K ﹤0.01%
11,700
+1,200
+11% +$11.7K
EARN
1336
Ellington Residential Mortgage REIT
EARN
$165M
$142K ﹤0.01%
12,765
-275
-2% -$3.11K
NRO
1337
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$142K ﹤0.01%
30,989
– –
SIRI icon
1338
SiriusXM
SIRI
$10.1B
$140K ﹤0.01%
2,299
+306
+15% +$19.2K
MTUS icon
1339
Metallus
MTUS
$859M
$140K ﹤0.01%
+10,695
New +$146K
JPC icon
1340
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$138K ﹤0.01%
+13,900
New +$139K
LGL icon
1341
LGL Group
LGL
$44.3M
$138K ﹤0.01%
26,520
– –
BDJ icon
1342
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$136K ﹤0.01%
13,844
-657
-5% -$6.63K
CLNE icon
1343
Clean Energy Fuels
CLNE
$460M
$129K ﹤0.01%
+15,843
New +$126K
IVR icon
1344
Invesco Mortgage Capital
IVR
$782M
$128K ﹤0.01%
4,078
+295
+8% +$9.58K
APTS
1345
DELISTED
Preferred Apartment Communities, Inc.
APTS
$124K ﹤0.01%
+10,148
New +$115K
PHK
1346
PIMCO High Income Fund
PHK
$869M
$119K ﹤0.01%
18,890
– –
FIRY
1347
Firy Inc
FIRY
$126M
$115K ﹤0.01%
+588
New +$152K
CRON
1348
Cronos Group
CRON
$1.02B
$113K ﹤0.01%
19,987
+3,371
+20% +$22.9K
ENLC
1349
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$112K ﹤0.01%
16,440
– –
RES icon
1350
RPC Inc
RES
$1.3B
$110K ﹤0.01%
22,550
– –
52 53
54
55 56

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MNG
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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.