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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBD icon
1301
Warner Bros
WBD
$65.1B
$202K ﹤0.01%
+7,949
New +$223K
APTV icon
1302
Aptiv
APTV
$11.9B
$201K ﹤0.01%
+1,351
New +$210K
CPB icon
1303
Campbell Soup
CPB
$6.38B
$201K ﹤0.01%
4,810
-123
-2% -$5.34K
NRP icon
1304
Natural Resource Partners
NRP
$1.29B
$201K ﹤0.01%
+8,485
New +$179K
PDCO
1305
DELISTED
Patterson Companies, Inc.
PDCO
$201K ﹤0.01%
+6,673
New +$203K
AME icon
1306
Ametek
AME
$55.3B
$200K ﹤0.01%
1,613
-127
-7% -$17.1K
OKTA icon
1307
Okta
OKTA
$23.7B
$200K ﹤0.01%
+843
New +$209K
BMA icon
1308
Banco Macro
BMA
$5.86B
$195K ﹤0.01%
11,500
+575
+5% +$9.09K
LUMN icon
1309
Lumen
LUMN
$6.73B
$195K ﹤0.01%
15,714
+2,749
+21% +$34.5K
SGOL icon
1310
abrdn Physical Gold Shares ETF
SGOL
$6.91B
$194K ﹤0.01%
11,538
+530
+5% +$9.11K
CLOV icon
1311
Clover Health Investments
CLOV
$2.4B
$190K ﹤0.01%
25,755
+1,158
+5% +$9.91K
DHF
1312
BNY Mellon High Yield Strategies Fund
DHF
$172M
$188K ﹤0.01%
58,200
-9,090
-14% -$30.7K
MRO
1313
DELISTED
Marathon Oil Corporation
MRO
$187K ﹤0.01%
+13,694
New +$165K
HBI
1314
DELISTED
Hanesbrands
HBI
$185K ﹤0.01%
+10,777
New +$202K
MUI
1315
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$183K ﹤0.01%
12,037
– –
UEC icon
1316
Uranium Energy
UEC
$4.86B
$181K ﹤0.01%
59,476
+21,060
+55% +$52.8K
FGB
1317
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$179K ﹤0.01%
45,068
-1,771
-4% -$7.26K
FMNB icon
1318
Farmers National Banc Corp
FMNB
$878M
$179K ﹤0.01%
11,410
– –
EXG icon
1319
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$178K ﹤0.01%
17,811
+348
+2% +$3.63K
KTF
1320
DWS Municipal Income Trust
KTF
$347M
$178K ﹤0.01%
14,965
+1
+0% +$12
AHRT
1321
AH Realty Trust
AHRT
$526M
$177K ﹤0.01%
13,221
+26
+0.2% +$344
XXII
1322
22nd Century Group
XXII
$1.6M
– –
0
– –
ISD
1323
PGIM High Yield Bond Fund
ISD
$417M
$171K ﹤0.01%
10,551
+64
+0.6% +$1.04K
BHK icon
1324
BlackRock Core Bond Trust
BHK
$638M
$170K ﹤0.01%
10,252
-1,598
-13% -$26.5K
BXMX
1325
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$170K ﹤0.01%
11,970
-240
-2% -$3.52K
51 52
53
54 55

Similar funds

MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.