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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYT icon
1276
BlackRock Corporate High Yield Fund
HYT
$1.36B
$213K ﹤0.01%
17,451
-2,738
-14% -$34K
JDD
1277
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$213K ﹤0.01%
20,542
– –
CSGP icon
1278
CoStar Group
CSGP
$11.1B
$211K ﹤0.01%
+2,455
New +$212K
NBB icon
1279
Nuveen Taxable Municipal Income Fund
NBB
$446M
$211K ﹤0.01%
9,229
-3,068
-25% -$71.7K
BLES icon
1280
Inspire Global Hope ETF
BLES
$157M
$210K ﹤0.01%
5,500
-4,150
-43% -$163K
EWG icon
1281
iShares MSCI Germany ETF
EWG
$1.49B
$210K ﹤0.01%
6,393
+57
+0.9% +$1.97K
WAT icon
1282
Waters Corp
WAT
$37.5B
$210K ﹤0.01%
+588
New +$230K
GOF icon
1283
Guggenheim Strategic Opportunities Fund
GOF
$2.21B
$209K ﹤0.01%
10,939
+608
+6% +$12.9K
NEO icon
1284
NeoGenomics
NEO
$1.85B
$208K ﹤0.01%
+4,316
New +$200K
SNY icon
1285
Sanofi
SNY
$104B
$208K ﹤0.01%
+4,320
New +$220K
TM icon
1286
Toyota
TM
$209B
$208K ﹤0.01%
+1,168
New +$208K
BLD
1287
DELISTED
TopBuild
BLD
$207K ﹤0.01%
1,009
-10
-1% -$2.1K
JO
1288
DELISTED
iPath Series B Bloomberg Coffee Subindex Total ReturnSM ETN
JO
$207K ﹤0.01%
+3,875
New +$195K
FLO icon
1289
Flowers Foods
FLO
$1.64B
$206K ﹤0.01%
+8,702
New +$207K
BSCS icon
1290
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.53B
$205K ﹤0.01%
+8,960
New +$208K
PAPR icon
1291
Innovator US Equity Power Buffer ETF April
PAPR
$947M
$205K ﹤0.01%
7,192
+104
+1% +$2.98K
QHY
1292
WisdomTree U.S. High Yield Corporate Bond Fund
QHY
$237M
$205K ﹤0.01%
3,887
-4,993
-56% -$264K
GNOM icon
1293
Global X Genomics & Biotechnology ETF
GNOM
$84.3M
$204K ﹤0.01%
+2,300
New +$215K
ICOW icon
1294
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.75B
$204K ﹤0.01%
+6,580
New +$213K
RNP icon
1295
Cohen & Steers REIT and Preferred and Income Fund
RNP
$978M
$204K ﹤0.01%
7,968
+455
+6% +$12.3K
DXCM icon
1296
DexCom
DXCM
$27.2B
$203K ﹤0.01%
+1,484
New +$187K
FTLS icon
1297
First Trust Long/Short Equity ETF
FTLS
$2.45B
$203K ﹤0.01%
+4,197
New +$206K
SCHC icon
1298
Schwab International Small-Cap Equity ETF
SCHC
$5.34B
$203K ﹤0.01%
+4,896
New +$208K
PTY icon
1299
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
$202K ﹤0.01%
11,030
+935
+9% +$18.6K
SH icon
1300
ProShares Short S&P500
SH
$888M
$202K ﹤0.01%
+3,323
New +$198K
50 51
52
53 54

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.