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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GUNR icon
1251
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$227K ﹤0.01%
6,189
+331
+6% +$12.3K
FMHI icon
1252
First Trust Municipal High Income ETF
FMHI
$981M
$226K ﹤0.01%
+4,045
New +$229K
CIEN icon
1253
Ciena
CIEN
$55.2B
$225K ﹤0.01%
4,387
-997
-19% -$55.4K
UHAL icon
1254
U-Haul Holding Co
UHAL
$14B
$225K ﹤0.01%
3,490
+20
+0.6% +$1.25K
GXDW
1255
Global X Funds Global X Dorsey Wright Thematic ETF
GXDW
$6.17M
$225K ﹤0.01%
4,511
-6,086
-57% -$313K
PBCT
1256
DELISTED
People's United Financial Inc
PBCT
$225K ﹤0.01%
+12,878
New +$209K
MVT
1257
DELISTED
BlackRock MuniVest Fund II
MVT
$224K ﹤0.01%
14,715
– –
SCHH icon
1258
Schwab US REIT ETF
SCHH
$11.7B
$224K ﹤0.01%
9,820
-472
-5% -$11.3K
DIVI icon
1259
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.64B
$223K ﹤0.01%
+8,078
New +$231K
AVA icon
1260
Avista
AVA
$3.49B
$222K ﹤0.01%
+5,678
New +$238K
BUD icon
1261
AB InBev
BUD
$158B
$221K ﹤0.01%
3,917
+902
+30% +$56.6K
EQT icon
1262
EQT Corp
EQT
$33.3B
$221K ﹤0.01%
+10,820
New +$209K
ETV
1263
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$221K ﹤0.01%
13,809
– –
RYLD icon
1264
Global X Russell 2000 Covered Call ETF
RYLD
$1.36B
$221K ﹤0.01%
8,885
+480
+6% +$12.1K
BBY icon
1265
Best Buy
BBY
$18B
$220K ﹤0.01%
2,082
-78
-4% -$8.76K
QRVO icon
1266
Qorvo
QRVO
$7.68B
$220K ﹤0.01%
1,316
– –
SCHO icon
1267
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$220K ﹤0.01%
8,606
+282
+3% +$7.23K
CXT icon
1268
Crane NXT
CXT
$3.06B
$218K ﹤0.01%
6,607
+49
+0.7% +$1.63K
EMD
1269
Western Asset Emerging Markets Debt Fund
EMD
$610M
$217K ﹤0.01%
15,931
– –
ETW
1270
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$217K ﹤0.01%
20,036
+4,973
+33% +$55.2K
HDB icon
1271
HDFC Bank
HDB
$120B
$217K ﹤0.01%
+5,930
New +$220K
PAA icon
1272
Plains All American Pipeline
PAA
$17.5B
$217K ﹤0.01%
21,306
+1,117
+6% +$11.1K
CATH icon
1273
Global X S&P 500 Catholic Values ETF
CATH
$1.27B
$216K ﹤0.01%
+4,000
New +$220K
AI icon
1274
C3.ai
AI
$1.28B
$215K ﹤0.01%
4,644
-495
-10% -$25.2K
SAR icon
1275
Saratoga Investment
SAR
$310M
$215K ﹤0.01%
+7,488
New +$207K
49 50
51
52 53

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.