We are live on ! Find out more
CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-5.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$3.78B
AUM Growth
-$609M
Cap. Flow
+$520M
Cap. Flow %
13.73%
Top 10 Hldgs %
17.41%
Holding
1,480
New
117
Increased
666
Reduced
490
Closed
123

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$185M
2
AMZN icon
Amazon
AMZN
+$57M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$39.3M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$38.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$38.3M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$30M
2
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$14.1M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$11.8M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$11.7M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$9.28M

Sector Composition

Rank Sector Weight
1 Technology 4.43%
2 Consumer Discretionary 3.92%
3 Energy 3.45%
4 Healthcare 3.39%
5 Financials 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTCS icon
1226
First Trust Capital Strength ETF
FTCS
$7.78B
$71K ﹤0.01%
1,064,194
+546,501
+106% +$39.3M
NPKI
1227
NPK International
NPKI
$1.22B
$70K ﹤0.01%
+27,580
New +$81.2K
QQQ icon
1228
Invesco QQQ Trust
QQQ
$460B
$69K ﹤0.01%
259,182
+126,788
+96% +$38.3M
BRK.B icon
1229
Berkshire Hathaway Class B
BRK.B
$1.06T
$68K ﹤0.01%
253,118
+136,769
+118% +$38.9M
CRON
1230
Cronos Group
CRON
$1.02B
$67K ﹤0.01%
23,726
+57
+0.2% +$176
TEI
1231
Templeton Emerging Markets Income Fund
TEI
$315M
$66K ﹤0.01%
+15,000
New +$76.3K
FIRY
1232
Firy Inc
FIRY
$126M
$65K ﹤0.01%
3,208
+445
+16% +$12.5K
OCSL icon
1233
Oaktree Specialty Lending
OCSL
$1.02B
$62K ﹤0.01%
3,436
+28
+0.8% +$570
CIM
1234
Chimera Investment
CIM
$1.03B
$60K ﹤0.01%
+3,824
New +$99.6K
NKTR icon
1235
Nektar Therapeutics
NKTR
$2.34B
$58K ﹤0.01%
1,217
– –
CXE
1236
DELISTED
MFS High Income Municipal Trust
CXE
$56K ﹤0.01%
16,600
– –
FPAY
1237
DELISTED
FlexShopper
FPAY
$51K ﹤0.01%
+27,400
New +$46.3K
CGC
1238
Canopy Growth
CGC
$382M
$47K ﹤0.01%
1,708
+17
+1% +$524
SAN icon
1239
Banco Santander
SAN
$189B
$39K ﹤0.01%
16,771
-809
-5% -$2.02K
APTO
1240
DELISTED
Aptose Biosciences, Inc.
APTO
$37K ﹤0.01%
138
– –
MNKD icon
1241
MannKind Corp
MNKD
$1.2B
$32K ﹤0.01%
10,400
-3,000
-22% -$11.3K
AREC icon
1242
American Resources Corp
AREC
$189M
$28K ﹤0.01%
+10,500
New +$25.7K
OPK icon
1243
Opko Health
OPK
$883M
$28K ﹤0.01%
14,600
-3,000
-17% -$7.09K
PRAX icon
1244
Praxis Precision Medicines
PRAX
$8.99B
$25K ﹤0.01%
746
– –
LFT
1245
Lument Finance Trust
LFT
$42.2M
$23K ﹤0.01%
10,695
– –
SHIP icon
1246
Seanergy Maritime Holdings
SHIP
$355M
$22K ﹤0.01%
4,619
+700
+18% +$4.5K
CLOV icon
1247
Clover Health Investments
CLOV
$2.4B
$21K ﹤0.01%
12,475
+750
+6% +$1.96K
CLVS
1248
DELISTED
Clovis Oncology, Inc.
CLVS
$19K ﹤0.01%
16,330
+6,000
+58% +$9.35K
NLY icon
1249
Annaly Capital Management
NLY
$16.7B
$17K ﹤0.01%
984,428
+623,330
+173% +$15.7M
DWTX
1250
Dogwood Therapeutics
DWTX
$51.8M
$17K ﹤0.01%
1,758
– –
48 49
50
51 52

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Cetera Advisors held 1,480 positions worth $3.78B, down 14% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Cetera Advisors deployed $520M of net new capital in Q3 2022, opening 117 new positions and adding to 666 existing holdings. Its largest new stake was PGIM Ultra Short Bond ETF: 94,524 shares worth $4.64M.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, down from 8% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $30M trimmed.

  • Cetera Advisors's largest Q3 2022 buy was PGIM Ultra Short Bond ETF: 94,524 shares worth $4.64M.
  • Cetera Advisors added most to Apple in Q3 2022, an estimated $185M increase.
  • Cetera Advisors's biggest Q3 2022 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $30M.
  • Cetera Advisors fully exited Franklin US Large Cap Multifactor Index ETF in Q3 2022, selling an estimated $6.03M.
  • Cetera Advisors's ten largest holdings make up 17% of its $3.78B portfolio in Q3 2022.
  • Cetera Advisors opened 117 new positions and closed 123 in Q3 2022.
  • Cetera Advisors's portfolio value fell 14% quarter-over-quarter to $3.78B.

Based on Cetera Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.