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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RXI icon
1226
iShares Global Consumer Discretionary ETF
RXI
$245M
$238K ﹤0.01%
1,445
– –
BRSP
1227
BrightSpire Capital
BRSP
$689M
$237K ﹤0.01%
25,241
+640
+3% +$6.19K
IDRV icon
1228
iShares Self-Driving EV and Tech ETF
IDRV
$123M
$237K ﹤0.01%
+4,918
New +$243K
ORI icon
1229
Old Republic International
ORI
$10.2B
$237K ﹤0.01%
+10,252
New +$254K
LMND icon
1230
Lemonade
LMND
$4.7B
$236K ﹤0.01%
3,524
+1,600
+83% +$129K
NXC
1231
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$236K ﹤0.01%
15,000
– –
UBSI icon
1232
United Bankshares
UBSI
$6.57B
$236K ﹤0.01%
6,494
+866
+15% +$30.3K
CMS icon
1233
CMS Energy
CMS
$23.1B
$235K ﹤0.01%
3,935
+309
+9% +$19.3K
PKB icon
1234
Invesco Building & Construction ETF
PKB
$438M
$235K ﹤0.01%
+4,958
New +$247K
CHY
1235
Calamos Convertible and High Income Fund
CHY
$1.04B
$234K ﹤0.01%
14,950
+4,035
+37% +$65K
URA icon
1236
Global X Uranium ETF
URA
$5.54B
$232K ﹤0.01%
+9,746
New +$207K
BCV
1237
Bancroft Fund
BCV
$137M
$231K ﹤0.01%
7,807
-27,394
-78% -$854K
CUZ icon
1238
Cousins Properties
CUZ
$5.31B
$231K ﹤0.01%
6,194
+643
+12% +$24.8K
FIS icon
1239
Fidelity National Information Services
FIS
$21.5B
$231K ﹤0.01%
1,899
+265
+16% +$35.5K
NWL icon
1240
Newell Brands
NWL
$2.15B
$231K ﹤0.01%
10,431
+1,311
+14% +$33.5K
OMC icon
1241
Omnicom Group
OMC
$22.7B
$231K ﹤0.01%
+3,192
New +$237K
UUP icon
1242
Invesco DB US Dollar Index Bullish Fund
UUP
$434M
$231K ﹤0.01%
9,137
+400
+5% +$9.97K
XHE icon
1243
State Street SPDR S&P Health Care Equipment ETF
XHE
$148M
$231K ﹤0.01%
1,844
-691
-27% -$88.2K
SPMD icon
1244
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.3B
$230K ﹤0.01%
+4,985
New +$235K
FMBI
1245
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$230K ﹤0.01%
12,112
– –
MTD icon
1246
Mettler-Toledo International
MTD
$26.9B
$229K ﹤0.01%
166
+13
+8% +$19.6K
LAND
1247
Gladstone Land Corp
LAND
$371M
$228K ﹤0.01%
10,000
– –
SECT icon
1248
Main Sector Rotation ETF
SECT
$2.76B
$228K ﹤0.01%
+5,592
New +$232K
THCX
1249
DELISTED
AXS Cannabis ETF
THCX
$228K ﹤0.01%
1,775
+104
+6% +$15.3K
EVRG icon
1250
Evergy
EVRG
$20.1B
$227K ﹤0.01%
+3,651
New +$239K
48 49
50
51 52

Similar funds

MNG
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DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.