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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
101
State Street Financial Select Sector SPDR ETF
XLF
$54.9B
$10.8M 0.21%
288,800
+30,812
+12% +$1.15M
NLY icon
102
Annaly Capital Management
NLY
$16.7B
$10.8M 0.21%
320,140
+31,948
+11% +$1.1M
PFE icon
103
Pfizer
PFE
$142B
$10.5M 0.21%
244,993
+50,540
+26% +$2.24M
XLY icon
104
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.2B
$10.4M 0.2%
116,000
+8,278
+8% +$752K
SCHG icon
105
Schwab US Large-Cap Growth ETF
SCHG
$58.4B
$10.4M 0.2%
561,488
+231,288
+70% +$4.41M
ITOT icon
106
iShares Core S&P Total US Stock Market ETF
ITOT
$93B
$10.4M 0.2%
105,420
+4,135
+4% +$418K
DIVO icon
107
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.37B
$10.4M 0.2%
296,588
-3,399
-1% -$123K
XLU icon
108
State Street Utilities Select Sector SPDR ETF
XLU
$24B
$10.3M 0.2%
321,634
+50,738
+19% +$1.7M
EFAV icon
109
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.16B
$9.99M 0.19%
132,627
-15,158
-10% -$1.18M
WMT icon
110
Walmart Inc
WMT
$859B
$9.93M 0.19%
213,699
+13,398
+7% +$645K
OKE icon
111
Oneok
OKE
$58.5B
$9.75M 0.19%
168,158
+38,109
+29% +$2.05M
PM icon
112
Philip Morris
PM
$296B
$9.61M 0.19%
101,404
+26,619
+36% +$2.68M
VIG icon
113
Vanguard Dividend Appreciation ETF
VIG
$110B
$9.34M 0.18%
60,790
+1,022
+2% +$163K
BMY icon
114
Bristol-Myers Squibb
BMY
$126B
$9.29M 0.18%
156,970
+27,360
+21% +$1.8M
FDL icon
115
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.59B
$9.15M 0.18%
279,216
+20,739
+8% +$695K
CVS icon
116
CVS Health
CVS
$136B
$9.09M 0.18%
107,126
+15,290
+17% +$1.28M
IAU icon
117
iShares Gold Trust
IAU
$62.8B
$9.08M 0.18%
271,829
+106,591
+65% +$3.63M
INTC icon
118
Intel
INTC
$500B
$9.08M 0.18%
170,424
+28,216
+20% +$1.53M
PAVE icon
119
Global X US Infrastructure Development ETF
PAVE
$14.2B
$9.02M 0.18%
354,815
+131,723
+59% +$3.47M
LQD icon
120
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$8.98M 0.17%
67,472
+4,777
+8% +$646K
VGSH icon
121
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
$8.88M 0.17%
144,579
-15,799
-10% -$971K
IBM icon
122
IBM
IBM
$192B
$8.86M 0.17%
66,722
+9,625
+17% +$1.29M
VIOO icon
123
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.12B
$8.81M 0.17%
87,436
+2,934
+3% +$297K
MTUM icon
124
iShares MSCI USA Momentum Factor ETF
MTUM
$26.1B
$8.8M 0.17%
50,092
+7,283
+17% +$1.29M
IXUS icon
125
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$8.77M 0.17%
123,464
+12,475
+11% +$909K
3 4
5
6 7

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MNG
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DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.