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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.26B
AUM Growth
+$13.7M
Cap. Flow
-$14.5M
Cap. Flow %
-0.64%
Top 10 Hldgs %
25.02%
Holding
995
New
63
Increased
381
Reduced
393
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$25.6M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.38M
3
CRM icon
Salesforce
CRM
+$6.04M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.38M
5
BND icon
Vanguard Total Bond Market
BND
+$5.14M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.92M
2
DAL icon
Delta Air Lines
DAL
+$5.95M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.86M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$5.43M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Financials 4.43%
3 Industrials 3.22%
4 Consumer Discretionary 2.98%
5 Healthcare 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
101
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$5.18M 0.23%
96,550
+8,138
+9% +$435K
BBN icon
102
BlackRock Taxable Municipal Bond Trust
BBN
$975M
$5.02M 0.22%
203,157
-45,005
-18% -$1.1M
MRK icon
103
Merck
MRK
$315B
$5M 0.22%
62,233
-2,256
-3% -$181K
XSLV icon
104
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$4.89M 0.22%
99,985
+5,080
+5% +$245K
HEDJ icon
105
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.84B
$4.79M 0.21%
142,422
+1,152
+0.8% +$37.9K
IBM icon
106
IBM
IBM
$193B
$4.79M 0.21%
34,436
-5,470
-14% -$738K
FSK icon
107
FS KKR Capital
FSK
$3.04B
$4.78M 0.21%
204,983
-36,909
-15% -$866K
FTSM icon
108
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$4.74M 0.21%
78,961
+12,438
+19% +$748K
BNDX icon
109
Vanguard Total International Bond ETF
BNDX
$82B
$4.7M 0.21%
79,817
+32,572
+69% +$1.9M
META icon
110
Meta Platforms (Facebook)
META
$1.59T
$4.6M 0.2%
25,811
-1,851
-7% -$352K
VO icon
111
Vanguard Mid-Cap ETF
VO
$106B
$4.56M 0.2%
108,620
-31,968
-23% -$1.34M
EVV
112
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$4.5M 0.2%
359,525
-85,909
-19% -$1.08M
FCX icon
113
Freeport-McMoran
FCX
$93.4B
$4.46M 0.2%
464,811
+98,745
+27% +$1.01M
VHT icon
114
Vanguard Health Care ETF
VHT
$17.8B
$4.4M 0.19%
26,141
-2,409
-8% -$412K
SCHR
115
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
$4.39M 0.19%
157,654
-83,980
-35% -$2.32M
VIOO icon
116
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.16B
$4.34M 0.19%
60,832
+2,026
+3% +$143K
GE icon
117
GE Aerospace
GE
$354B
$4.24M 0.19%
95,030
+17,508
+23% +$823K
C icon
118
Citigroup
C
$222B
$4.23M 0.19%
61,003
+8,567
+16% +$583K
PFE icon
119
Pfizer
PFE
$141B
$4.2M 0.19%
122,968
-12,385
-9% -$450K
INTC icon
120
Intel
INTC
$516B
$4.05M 0.18%
78,624
-7,288
-8% -$358K
IWS icon
121
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$4.03M 0.18%
44,874
+223
+0.5% +$19.8K
FTA icon
122
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.36B
$4.01M 0.18%
77,891
-7,263
-9% -$373K
WMT icon
123
Walmart Inc
WMT
$870B
$4M 0.18%
101,157
-32,901
-25% -$1.24M
IYW icon
124
iShares US Technology ETF
IYW
$24.5B
$3.97M 0.18%
77,884
-272
-0.3% -$13.8K
BP icon
125
BP
BP
$112B
$3.95M 0.17%
103,808
-24,550
-19% -$937K
3 4
5
6 7

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Advisors held 995 positions worth $2.26B, up 0.61% from $2.25B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Cetera Advisors's Q3 2019 filing shows 63 new, 381 increased, 393 reduced and 106 closed positions. Its largest new stake was Bancroft Fund: 71,868 shares worth $1.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $6.92M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q3 2019 buy was Bancroft Fund: 71,868 shares worth $1.7M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $25.6M increase.
  • Cetera Advisors's biggest Q3 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $6.92M.
  • Cetera Advisors fully exited iShares MSCI Australia ETF in Q3 2019, selling an estimated $5.43M.
  • Cetera Advisors's ten largest holdings make up 25% of its $2.26B portfolio in Q3 2019.
  • Cetera Advisors opened 63 new positions and closed 106 in Q3 2019.
  • Cetera Advisors's portfolio value rose 0.61% quarter-over-quarter to $2.26B.

Based on Cetera Advisors's 13F filing for Q3 2019, filed 6 Nov 2019.