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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-11.7%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.71B
AUM Growth
-$329M
Cap. Flow
-$78.1M
Cap. Flow %
-4.56%
Top 10 Hldgs %
21.41%
Holding
1,019
New
61
Increased
355
Reduced
383
Closed
175

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$11.2M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$10.3M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.76M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.36M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 5.04%
2 Financials 3.91%
3 Industrials 3.54%
4 Healthcare 3.4%
5 Communication Services 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
101
PepsiCo
PEP
$185B
$4.17M 0.24%
37,818
+1,426
+4% +$161K
VXUS icon
102
Vanguard Total International Stock ETF
VXUS
$155B
$4.15M 0.24%
87,780
+13,067
+17% +$650K
SCHG icon
103
Schwab US Large-Cap Growth ETF
SCHG
$59.6B
$4.01M 0.23%
465,728
+5,568
+1% +$51.9K
HEDJ icon
104
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.84B
$3.95M 0.23%
140,102
-36,610
-21% -$1.08M
MRK icon
105
Merck
MRK
$315B
$3.94M 0.23%
54,078
-2,245
-4% -$158K
EWY icon
106
iShares MSCI South Korea ETF
EWY
$22.7B
$3.9M 0.23%
66,175
-1,631
-2% -$98.6K
XLV icon
107
State Street Health Care Select Sector SPDR ETF
XLV
$41.3B
$3.87M 0.23%
44,540
+9,664
+28% +$875K
IMCB icon
108
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$3.79M 0.22%
93,752
+308
+0.3% +$13.5K
FVD icon
109
First Trust Value Line Dividend Fund
FVD
$8.18B
$3.75M 0.22%
128,679
-11,676
-8% -$359K
XLE icon
110
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$3.67M 0.21%
127,842
+3,468
+3% +$116K
IGSB icon
111
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$3.64M 0.21%
70,514
-8,715
-11% -$449K
VWO icon
112
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$3.63M 0.21%
95,232
-25,506
-21% -$988K
IWS icon
113
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$3.6M 0.21%
47,130
+19,165
+69% +$1.6M
VFH icon
114
Vanguard Financials ETF
VFH
$13.3B
$3.58M 0.21%
60,294
+6,078
+11% +$394K
UNH icon
115
UnitedHealth
UNH
$392B
$3.58M 0.21%
14,387
+1,592
+12% +$421K
BMY icon
116
Bristol-Myers Squibb
BMY
$124B
$3.51M 0.21%
67,708
+723
+1% +$38.8K
XSLV icon
117
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$3.44M 0.2%
80,599
+10,145
+14% +$468K
FTA icon
118
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.36B
$3.37M 0.2%
72,815
-1,633
-2% -$82.8K
BSJJ
119
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$3.36M 0.2%
142,249
+3,054
+2% +$73.4K
CSCO icon
120
Cisco
CSCO
$442B
$3.32M 0.19%
76,485
-7,122
-9% -$326K
SPHD icon
121
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.33B
$3.29M 0.19%
86,283
-5,570
-6% -$225K
MTUM icon
122
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
$3.25M 0.19%
32,309
-34,291
-51% -$3.67M
CAT icon
123
Caterpillar
CAT
$410B
$3.23M 0.19%
25,378
+1,230
+5% +$160K
RDS.B
124
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$3.22M 0.19%
53,834
+669
+1% +$42.7K
XLI icon
125
State Street Industrial Select Sector SPDR ETF
XLI
$33.2B
$3.21M 0.19%
49,938
+4,626
+10% +$328K
3 4
5
6 7

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Cetera Advisors held 1,019 positions worth $1.71B, down 16% from $2.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors withdrew a net $78.1M in Q4 2018, closing 175 positions and reducing 383 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Bread Financial worth $2.54M.

  • Cetera Advisors's largest Q4 2018 buy was Bread Financial: 21,124 shares worth $2.54M.
  • Cetera Advisors added most to iShares MSCI EAFE Min Vol Factor ETF in Q4 2018, an estimated $11.2M increase.
  • Cetera Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $14.8M.
  • Cetera Advisors fully exited iShares MSCI ACWI ETF in Q4 2018, selling an estimated $4.6M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.71B portfolio in Q4 2018.
  • Cetera Advisors opened 61 new positions and closed 175 in Q4 2018.
  • Cetera Advisors's portfolio value fell 16% quarter-over-quarter to $1.71B.

Based on Cetera Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.