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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIV icon
101
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$2.9M 0.22%
33,020
-3,432
-9% -$301K
BMY icon
102
Bristol-Myers Squibb
BMY
$125B
$2.87M 0.22%
53,372
+11,762
+28% +$756K
VTIP icon
103
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.85M 0.22%
57,437
+471
+0.8% +$23.3K
SCHR
104
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$2.85M 0.22%
102,586
+3,656
+4% +$102K
XLE icon
105
State Street Energy Select Sector SPDR ETF
XLE
$39.1B
$2.83M 0.22%
80,216
-20,626
-20% -$707K
GM icon
106
General Motors
GM
$74.6B
$2.75M 0.21%
87,034
+3,787
+5% +$118K
DIA icon
107
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.2B
$2.74M 0.21%
15,012
-2,904
-16% -$533K
IYY icon
108
iShares Dow Jones US ETF
IYY
$2.97B
$2.74M 0.21%
50,434
-3,860
-7% -$209K
IBB icon
109
iShares Biotechnology ETF
IBB
$9.32B
$2.73M 0.21%
28,338
+5,085
+22% +$484K
BA icon
110
Boeing
BA
$163B
$2.69M 0.21%
20,480
+3,539
+21% +$466K
KXI icon
111
iShares Global Consumer Staples ETF
KXI
$1.04B
$2.69M 0.21%
54,294
+644
+1% +$32.1K
O icon
112
Realty Income
O
$60.7B
$2.67M 0.2%
41,165
-2,151
-5% -$142K
IGSB icon
113
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$2.66M 0.2%
50,246
+10,924
+28% +$578K
WELL icon
114
Welltower
WELL
$173B
$2.66M 0.2%
35,544
-2,658
-7% -$204K
BNDX icon
115
Vanguard Total International Bond ETF
BNDX
$82B
$2.65M 0.2%
47,239
+6,134
+15% +$343K
VGK icon
116
Vanguard FTSE Europe ETF
VGK
$30.2B
$2.61M 0.2%
53,740
+1,703
+3% +$82K
VXF icon
117
Vanguard Extended Market ETF
VXF
$30.6B
$2.6M 0.2%
28,527
+1,506
+6% +$135K
FVD icon
118
First Trust Value Line Dividend Fund
FVD
$8.19B
$2.59M 0.2%
95,583
-11,825
-11% -$322K
PEP icon
119
PepsiCo
PEP
$185B
$2.57M 0.2%
23,540
-8,148
-26% -$878K
BSV icon
120
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.52M 0.19%
31,308
+9,189
+42% +$743K
CELG
121
DELISTED
Celgene Corp
CELG
$2.52M 0.19%
24,086
+469
+2% +$50.8K
ERF
122
DELISTED
Enerplus Corporation
ERF
$2.51M 0.19%
390,664
-42,150
-10% -$276K
HEDJ icon
123
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.84B
$2.49M 0.19%
92,758
-32,358
-26% -$855K
XLY icon
124
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.4B
$2.49M 0.19%
62,330
-34,272
-35% -$1.38M
COP icon
125
ConocoPhillips
COP
$145B
$2.44M 0.19%
56,196
-3,793
-6% -$158K
3 4
5
6 7

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.