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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RQI icon
101
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$2.43M 0.19%
228,185
+7,826
+4% +$87.2K
RZV icon
102
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$295M
$2.41M 0.18%
40,931
-3,765
-8% -$234K
IVW icon
103
iShares S&P 500 Growth ETF
IVW
$74.2B
$2.4M 0.18%
89,904
+3,200
+4% +$85.3K
HEDJ icon
104
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.84B
$2.38M 0.18%
82,280
+41,030
+99% +$1.18M
IGSB icon
105
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$2.31M 0.18%
43,800
-1,376
-3% -$72.5K
CELG
106
DELISTED
Celgene Corp
CELG
$2.3M 0.18%
24,291
-15
-0.1% -$1.35K
VV icon
107
Vanguard Large-Cap ETF
VV
$52.5B
$2.23M 0.17%
24,676
-1,055
-4% -$95.9K
CSCO icon
108
Cisco
CSCO
$442B
$2.2M 0.17%
87,287
+7,984
+10% +$201K
VO icon
109
Vanguard Mid-Cap ETF
VO
$106B
$2.19M 0.17%
74,508
-9,520
-11% -$283K
VB icon
110
Vanguard Small-Cap ETF
VB
$79.7B
$2.19M 0.17%
19,768
+867
+5% +$99.3K
IAU icon
111
iShares Gold Trust
IAU
$64.2B
$2.18M 0.17%
93,071
-5,614
-6% -$139K
MRK icon
112
Merck
MRK
$315B
$2.14M 0.16%
37,960
+2,769
+8% +$155K
SNLN
113
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$2.14M 0.16%
109,805
-14,265
-11% -$282K
O icon
114
Realty Income
O
$60.6B
$2.13M 0.16%
53,953
+6,250
+13% +$267K
META icon
115
Meta Platforms (Facebook)
META
$1.59T
$2.13M 0.16%
26,677
+2,590
+11% +$190K
VNQ icon
116
Vanguard Real Estate ETF
VNQ
$39.2B
$2.12M 0.16%
29,525
+7,940
+37% +$599K
VTIP icon
117
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.11M 0.16%
42,708
+14,411
+51% +$718K
MO icon
118
Altria Group
MO
$121B
$2.06M 0.16%
44,827
+553
+1% +$23.7K
AMAT icon
119
Applied Materials
AMAT
$440B
$2.06M 0.16%
95,039
+15,750
+20% +$349K
SPLV icon
120
Invesco S&P 500 Low Volatility ETF
SPLV
$7.1B
$2.05M 0.16%
58,808
+15,741
+37% +$551K
FEP icon
121
First Trust Europe AlphaDEX Fund
FEP
$517M
$2.04M 0.16%
66,114
+6,508
+11% +$212K
ABT icon
122
Abbott
ABT
$175B
$2.01M 0.15%
48,502
+3,959
+9% +$167K
FYX icon
123
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$1.99M 0.15%
44,317
+4,365
+11% +$206K
TWTR
124
CALL
DELISTED
Twitter, Inc.
TWTR
$1.98M 0.15%
+200
New +$9.04K
AMLP icon
125
Alerian MLP ETF
AMLP
$12.9B
$1.96M 0.15%
20,398
+9,615
+89% +$909K
3 4
5
6 7

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.