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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+8.73%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$676M
AUM Growth
+$116M
Cap. Flow
+$66.9M
Cap. Flow %
9.89%
Top 10 Hldgs %
21.16%
Holding
540
New
93
Increased
237
Reduced
154
Closed
37

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$4.91M
2
TGP
Teekay LNG Partners L.P.
TGP
+$4.8M
3
VB icon
Vanguard Small-Cap ETF
VB
+$4.53M
4
HR icon
Healthcare Realty
HR
+$3.34M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.41M

Top Sells

Rank Stock Value
1
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$4.32M
2
AAPL icon
Apple
AAPL
+$2.78M
3
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$2.71M
4
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$1.62M
5
BIDU icon
Baidu
BIDU
+$1.56M

Sector Composition

Rank Sector Weight
1 Real Estate 6.26%
2 Materials 5.06%
3 Energy 5%
4 Technology 4.98%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIZ icon
101
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$729M
$1.61M 0.24%
60,914
+3,452
+6% +$88K
AGG icon
102
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.61M 0.24%
15,087
-763
-5% -$81.7K
BSV icon
103
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.59M 0.24%
19,924
+1,455
+8% +$117K
GM.WS.A
104
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1.58M 0.23%
50,887
+563
+1% +$15.9K
FAST icon
105
Fastenal
FAST
$52B
$1.56M 0.23%
131,848
-8,860
-6% -$106K
PEP icon
106
PepsiCo
PEP
$185B
$1.56M 0.23%
18,786
-8,743
-32% -$726K
FYX icon
107
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
$1.55M 0.23%
31,950
+2,438
+8% +$113K
RFG icon
108
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$346M
$1.53M 0.23%
62,050
+2,850
+5% +$66.4K
WMT icon
109
Walmart Inc
WMT
$870B
$1.52M 0.22%
57,792
+6,534
+13% +$169K
ABT icon
110
Abbott
ABT
$175B
$1.5M 0.22%
39,090
+24,724
+172% +$911K
MRK icon
111
Merck
MRK
$315B
$1.5M 0.22%
31,367
-3,592
-10% -$164K
HYG icon
112
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
$1.49M 0.22%
16,096
-908
-5% -$84.3K
LVS icon
113
Las Vegas Sands
LVS
$30B
$1.49M 0.22%
+18,836
New +$1.36M
AMGN icon
114
Amgen
AMGN
$198B
$1.48M 0.22%
12,971
-528
-4% -$60.1K
DLS icon
115
WisdomTree International SmallCap Dividend Fund
DLS
$1.05B
$1.44M 0.21%
22,805
-191
-0.8% -$11.7K
VOE icon
116
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$1.42M 0.21%
17,722
-1,559
-8% -$120K
VWO icon
117
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$1.41M 0.21%
34,324
+1,786
+5% +$73.6K
KXI icon
118
iShares Global Consumer Staples ETF
KXI
$1.04B
$1.38M 0.2%
32,078
-742
-2% -$31.6K
OEF icon
119
iShares S&P 100 ETF
OEF
$20.1B
$1.38M 0.2%
16,728
-1,328
-7% -$105K
DIA icon
120
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$1.36M 0.2%
8,219
+1,033
+14% +$162K
XLV icon
121
State Street Health Care Select Sector SPDR ETF
XLV
$41.3B
$1.32M 0.2%
23,939
-4,337
-15% -$232K
DNP icon
122
DNP Select Income Fund
DNP
$4.16B
$1.31M 0.19%
139,343
-12,484
-8% -$120K
PZI
123
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$1.28M 0.19%
75,758
-6,815
-8% -$109K
BKLN icon
124
Invesco Senior Loan ETF
BKLN
$7.1B
$1.28M 0.19%
51,509
+8,858
+21% +$220K
CAT icon
125
Caterpillar
CAT
$410B
$1.27M 0.19%
13,940
-968
-6% -$82.7K
3 4
5
6 7

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Cetera Advisors held 540 positions worth $676M, up 21% from $561M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors deployed $66.9M of net new capital in Q4 2013, opening 93 new positions and adding to 237 existing holdings. Its largest new stake was Vanguard Financials ETF: 114,506 shares worth $5.09M.

By sector, the portfolio is most concentrated in Real Estate at 6.3% of assets, down from 7% a quarter earlier, followed by Materials and Energy.

On the sell side, the largest reduction was LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS, an estimated $4.32M trimmed.

  • Cetera Advisors's largest Q4 2013 buy was Vanguard Financials ETF: 114,506 shares worth $5.09M.
  • Cetera Advisors added most to Teekay LNG Partners L.P. in Q4 2013, an estimated $4.8M increase.
  • Cetera Advisors's biggest Q4 2013 reduction was LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS, cutting an estimated $4.32M.
  • Cetera Advisors fully exited Baidu in Q4 2013, selling an estimated $1.56M.
  • Cetera Advisors's ten largest holdings make up 21% of its $676M portfolio in Q4 2013.
  • Cetera Advisors opened 93 new positions and closed 37 in Q4 2013.
  • Cetera Advisors's portfolio value rose 21% quarter-over-quarter to $676M.

Based on Cetera Advisors's 13F filing for Q4 2013, filed 12 Feb 2014.