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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$561M
AUM Growth
+$81.6M
Cap. Flow
+$60.3M
Cap. Flow %
10.75%
Top 10 Hldgs %
21.35%
Holding
482
New
95
Increased
182
Reduced
150
Closed
35

Top Buys

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$6.32M
2
MFA
MFA Financial
MFA
+$5.67M
3
VER
VEREIT, Inc.
VER
+$5.5M
4
POT
Potash Corp Of Saskatchewan
POT
+$5.49M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.85M
2
IBM icon
IBM
IBM
+$1.58M
3
AMLP icon
Alerian MLP ETF
AMLP
+$1.36M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.32M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.29M

Sector Composition

Rank Sector Weight
1 Real Estate 7.04%
2 Technology 5.74%
3 Energy 5.31%
4 Materials 4.76%
5 Healthcare 3.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOE icon
101
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$1.41M 0.25%
19,281
+1,518
+9% +$110K
JNK icon
102
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.26B
$1.41M 0.25%
11,791
+1,221
+12% +$146K
MO icon
103
Altria Group
MO
$121B
$1.4M 0.25%
40,947
+3,121
+8% +$110K
UNH icon
104
UnitedHealth
UNH
$392B
$1.4M 0.25%
19,523
+2,787
+17% +$199K
DLS icon
105
WisdomTree International SmallCap Dividend Fund
DLS
$1.05B
$1.38M 0.25%
22,996
-2,754
-11% -$157K
SLV icon
106
iShares Silver Trust
SLV
$28.8B
$1.37M 0.24%
65,781
+26,041
+66% +$538K
KXI icon
107
iShares Global Consumer Staples ETF
KXI
$1.04B
$1.35M 0.24%
32,820
+720
+2% +$29.6K
OEF icon
108
iShares S&P 100 ETF
OEF
$20.1B
$1.35M 0.24%
18,056
-119
-0.7% -$8.95K
JPM icon
109
JPMorgan Chase
JPM
$926B
$1.35M 0.24%
26,086
-2,072
-7% -$111K
GM.WS.A
110
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1.33M 0.24%
50,324
-1,229
-2% -$32.4K
RFG icon
111
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$346M
$1.32M 0.23%
59,200
+1,265
+2% +$27.3K
VWO icon
112
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$1.31M 0.23%
32,538
-8,006
-20% -$317K
FYX icon
113
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
$1.3M 0.23%
29,512
+33
+0.1% +$1.4K
PZI
114
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$1.28M 0.23%
82,573
-700
-0.8% -$10.5K
WMT icon
115
Walmart Inc
WMT
$870B
$1.26M 0.23%
51,258
+8,919
+21% +$225K
ETP
116
DELISTED
Energy Transfer Partners L.p.
ETP
$1.26M 0.23%
24,317
+1,617
+7% +$83.4K
FAB icon
117
First Trust Multi Cap Value AlphaDEX Fund
FAB
$151M
$1.26M 0.22%
31,336
-4,655
-13% -$186K
BOND icon
118
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.3B
$1.25M 0.22%
11,789
-3,338
-22% -$351K
PKW icon
119
Invesco BuyBack Achievers ETF
PKW
$1.68B
$1.25M 0.22%
31,888
+11,286
+55% +$430K
CAT icon
120
Caterpillar
CAT
$410B
$1.24M 0.22%
14,908
-2,003
-12% -$169K
CNI icon
121
Canadian National Railway
CNI
$77.6B
$1.15M 0.21%
22,736
-1,712
-7% -$84.5K
UNP icon
122
Union Pacific
UNP
$174B
$1.15M 0.2%
14,726
-2,528
-15% -$200K
IVW icon
123
iShares S&P 500 Growth ETF
IVW
$74.2B
$1.13M 0.2%
50,708
+652
+1% +$14.4K
COP icon
124
ConocoPhillips
COP
$145B
$1.12M 0.2%
16,154
+1,234
+8% +$82.3K
MMD
125
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$285M
$1.11M 0.2%
+69,062
New +$1.13M
3 4
5
6 7

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cetera Advisors held 482 positions worth $561M, up 17% from $479M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors deployed $60.3M of net new capital in Q3 2013, opening 95 new positions and adding to 182 existing holdings. Its largest new stake was Pultegroup: 370,787 shares worth $6.12M.

By sector, the portfolio is most concentrated in Real Estate at 7% of assets, up from 6% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $1.85M trimmed.

  • Cetera Advisors's largest Q3 2013 buy was Pultegroup: 370,787 shares worth $6.12M.
  • Cetera Advisors added most to VEREIT, Inc. in Q3 2013, an estimated $5.5M increase.
  • Cetera Advisors's biggest Q3 2013 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $1.85M.
  • Cetera Advisors fully exited State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, selling an estimated $1.32M.
  • Cetera Advisors's ten largest holdings make up 21% of its $561M portfolio in Q3 2013.
  • Cetera Advisors opened 95 new positions and closed 35 in Q3 2013.
  • Cetera Advisors's portfolio value rose 17% quarter-over-quarter to $561M.

Based on Cetera Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.