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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+10.14%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$7.22B
AUM Growth
+$816M
Cap. Flow
+$195M
Cap. Flow %
2.71%
Top 10 Hldgs %
18.94%
Holding
1,892
New
192
Increased
874
Reduced
656
Closed
104

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$34.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$33.6M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.2M

Top Sells

Rank Stock Value
1
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$33.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$25.8M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$17.2M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$13.1M
5
BSJN
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
+$11M

Sector Composition

Rank Sector Weight
1 Technology 9.13%
2 Consumer Discretionary 4.3%
3 Financials 4.25%
4 Healthcare 3.31%
5 Industrials 3.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FN icon
1201
Fabrinet
FN
$17.1B
$446K 0.01%
2,341
-31
-1% -$5.31K
ILCV icon
1202
iShares Morningstar Value ETF
ILCV
$1.3B
$445K 0.01%
6,297
-3,135
-33% -$208K
FBRT
1203
Franklin BSP Realty Trust
FBRT
$601M
$444K 0.01%
32,846
+123
+0.4% +$1.62K
PDBC icon
1204
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$443K 0.01%
33,341
-17,730
-35% -$254K
FTXO icon
1205
First Trust Nasdaq Bank ETF
FTXO
$305M
$443K 0.01%
17,524
-39,919
-69% -$874K
LUV icon
1206
Southwest Airlines
LUV
$22.1B
$442K 0.01%
15,319
-5,057
-25% -$132K
HCMT icon
1207
Direxion HCM Tactical Enhanced US ETF
HCMT
$564M
$442K 0.01%
16,582
– –
IBDT icon
1208
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.04B
$441K 0.01%
17,584
+2,114
+14% +$51.3K
NOCT icon
1209
Innovator Growth-100 Power Buffer ETF October
NOCT
$226M
$441K 0.01%
+9,620
New +$423K
BIZD icon
1210
VanEck BDC Income ETF
BIZD
$1.58B
$440K 0.01%
27,438
-1,349
-5% -$21.1K
AUGT icon
1211
AllianzIM U.S. Equity Buffer10 Aug ETF
AUGT
$29.7M
$437K 0.01%
16,830
+4,250
+34% +$105K
VMC icon
1212
Vulcan Materials
VMC
$36.3B
$432K 0.01%
1,901
-1,085
-36% -$230K
BGLD icon
1213
FT Vest Gold Strategy Quarterly Buffer ETF
BGLD
$50.9M
$431K 0.01%
22,893
-10,108
-31% -$196K
OCTT icon
1214
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
$55.8M
$430K 0.01%
12,585
+1,275
+11% +$41.6K
VTWO icon
1215
Vanguard Russell 2000 ETF
VTWO
$17.3B
$430K 0.01%
5,299
+117
+2% +$8.47K
CHKP icon
1216
Check Point Software Technologies
CHKP
$13.3B
$429K 0.01%
2,809
+651
+30% +$92K
FIVE icon
1217
Five Below
FIVE
$11.2B
$429K 0.01%
2,013
+199
+11% +$36.5K
MCHI icon
1218
iShares MSCI China ETF
MCHI
$6.04B
$428K 0.01%
10,513
-433
-4% -$18.3K
REET icon
1219
iShares Global REIT ETF
REET
$5.12B
$428K 0.01%
17,683
-1,487
-8% -$32.5K
IR icon
1220
Ingersoll Rand
IR
$33B
$426K 0.01%
5,507
+213
+4% +$14.6K
UPST icon
1221
Upstart Holdings
UPST
$2.58B
$423K 0.01%
+10,359
New +$315K
MRNA icon
1222
Moderna
MRNA
$21.5B
$423K 0.01%
4,250
-1,184
-22% -$99.6K
SEPW icon
1223
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
$105M
$421K 0.01%
16,182
+811
+5% +$20.3K
SCZ icon
1224
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$421K 0.01%
6,794
+406
+6% +$23.2K
URG
1225
Ur-Energy
URG
$485M
$420K 0.01%
272,726
-14,499
-5% -$22.5K
47 48
49
50 51

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Cetera Advisors held 1,892 positions worth $7.22B, up 13% from $6.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Advisors's Q4 2023 filing shows 192 new, 874 increased, 656 reduced and 104 closed positions. Its largest new stake was Invesco CurrencyShares Swiss Franc Trust: 41,254 shares worth $4.36M. The largest sale was iShares Russell Mid-Cap ETF, an estimated $33.3M.

By sector, the portfolio is most concentrated in Technology at 9.1% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Cetera Advisors's largest Q4 2023 buy was Invesco CurrencyShares Swiss Franc Trust: 41,254 shares worth $4.36M.
  • Cetera Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2023, an estimated $34.7M increase.
  • Cetera Advisors's biggest Q4 2023 reduction was iShares Russell Mid-Cap ETF, cutting an estimated $33.3M.
  • Cetera Advisors fully exited Invesco BulletShares 2023 High Yield Corporate Bond ETF in Q4 2023, selling an estimated $11M.
  • Cetera Advisors's ten largest holdings make up 19% of its $7.22B portfolio in Q4 2023.
  • Cetera Advisors opened 192 new positions and closed 104 in Q4 2023.
  • Cetera Advisors's portfolio value rose 13% quarter-over-quarter to $7.22B.

Based on Cetera Advisors's 13F filing for Q4 2023, filed 13 Feb 2024.