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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPST icon
1201
Upstart Holdings
UPST
$2.66B
$249K ﹤0.01%
+788
New +$155K
AX icon
1202
Axos Financial
AX
$5.49B
$248K ﹤0.01%
4,810
-500
-9% -$23.7K
BILI icon
1203
Bilibili
BILI
$7.3B
$248K ﹤0.01%
3,745
-3,598
-49% -$308K
BSJR icon
1204
Invesco BulletShares 2027 High Yield Corporate Bond ETF
BSJR
$855M
$248K ﹤0.01%
+9,720
New +$249K
ESGD icon
1205
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.8B
$248K ﹤0.01%
3,159
+212
+7% +$17K
REM icon
1206
iShares Mortgage Real Estate ETF
REM
$544M
$247K ﹤0.01%
6,837
-156
-2% -$5.68K
FUV
1207
DELISTED
Arcimoto, Inc. Common Stock
FUV
$247K ﹤0.01%
1,079
+350
+48% +$95.1K
DBEU icon
1208
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$766M
$246K ﹤0.01%
7,213
– –
FSTA icon
1209
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.39B
$246K ﹤0.01%
5,874
-4,166
-41% -$180K
ACC
1210
DELISTED
American Campus Communities, Inc.
ACC
$246K ﹤0.01%
5,068
+74
+1% +$3.67K
PHYS icon
1211
Sprott Physical Gold
PHYS
$14.7B
$245K ﹤0.01%
17,789
+2,381
+15% +$33.7K
WHF icon
1212
WhiteHorse Finance
WHF
$140M
$245K ﹤0.01%
16,125
+805
+5% +$12.4K
BKLN icon
1213
Invesco Senior Loan ETF
BKLN
$7.1B
$243K ﹤0.01%
+11,006
New +$243K
DGRS icon
1214
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$403M
$243K ﹤0.01%
5,484
-1,611
-23% -$73K
FXZ icon
1215
First Trust Materials AlphaDEX Fund
FXZ
$380M
$243K ﹤0.01%
+4,338
New +$248K
PFM icon
1216
Invesco Dividend Achievers ETF
PFM
$789M
$242K ﹤0.01%
6,723
+185
+3% +$6.87K
SLF icon
1217
Sun Life Financial
SLF
$45.6B
$242K ﹤0.01%
+4,702
New +$242K
GHY
1218
PGIM Global High Yield Fund
GHY
$479M
$241K ﹤0.01%
15,635
+59
+0.4% +$927
ALK icon
1219
Alaska Air
ALK
$5.22B
$240K ﹤0.01%
4,089
+22
+0.5% +$1.27K
FGD icon
1220
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$240K ﹤0.01%
9,614
+1,094
+13% +$28.2K
PPLI
1221
People Inc
PPLI
$3.13B
$240K ﹤0.01%
2,242
+445
+25% +$49K
RFG icon
1222
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$345M
$240K ﹤0.01%
5,440
+835
+18% +$37.7K
SIVR icon
1223
abrdn Physical Silver Shares ETF
SIVR
$4.08B
$240K ﹤0.01%
11,221
+1,731
+18% +$40.5K
IWX icon
1224
iShares Russell Top 200 Value ETF
IWX
$4.03B
$239K ﹤0.01%
+3,639
New +$245K
OGS icon
1225
ONE Gas
OGS
$5.05B
$239K ﹤0.01%
3,774
+896
+31% +$63.9K
47 48
49
50 51

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.