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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.37%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$999M
Cap. Flow %
19.45%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.22%
2 Technology 8.09%
3 Consumer Discretionary 5.66%
4 Financials 4.32%
5 Industrials 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDC icon
1176
Western Digital
WDC
$169B
$264K 0.01%
6,184
+1,151
+23% +$54.7K
CNI icon
1177
Canadian National Railway
CNI
$74.6B
$263K 0.01%
+2,272
New +$251K
LITE icon
1178
Lumentum
LITE
$79B
$263K 0.01%
3,149
+427
+16% +$35.8K
IBHC
1179
DELISTED
iShares iBonds 2023 Term High Yield and Income ETF
IBHC
$263K 0.01%
10,668
-5,200
-33% -$128K
OPI
1180
DELISTED
Office Properties Income Trust
OPI
$262K 0.01%
10,328
+3,126
+43% +$85.2K
BEP icon
1181
Brookfield Renewable
BEP
$9.43B
$261K 0.01%
7,063
+689
+11% +$26.8K
GLAD icon
1182
Gladstone Capital
GLAD
$454M
$261K 0.01%
11,558
-45
-0.4% -$1.03K
AVID
1183
DELISTED
Avid Technology Inc
AVID
$260K 0.01%
9,000
– –
MCHP icon
1184
Microchip Technology
MCHP
$40.3B
$259K 0.01%
3,382
+686
+25% +$51.4K
BIIB icon
1185
Biogen
BIIB
$32.6B
$258K 0.01%
910
-161
-15% -$52.8K
FIVE icon
1186
Five Below
FIVE
$13.9B
$257K 0.01%
1,453
– –
DWTX
1187
Dogwood Therapeutics
DWTX
$77.8M
$256K 0.01%
1,937
+968
+100% +$134K
GNL icon
1188
Global Net Lease
GNL
$2.11B
$255K 0.01%
15,919
+865
+6% +$15.2K
JCI icon
1189
Johnson Controls International
JCI
$87.8B
$254K ﹤0.01%
3,726
-2,999
-45% -$217K
ACWX icon
1190
iShares MSCI ACWI ex US ETF
ACWX
$12.7B
$253K ﹤0.01%
+4,570
New +$260K
ING icon
1191
ING
ING
$106B
$253K ﹤0.01%
+17,441
New +$233K
JNK icon
1192
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.85B
$253K ﹤0.01%
2,313
+239
+12% +$26.2K
XTL icon
1193
State Street SPDR S&P Telecom ETF
XTL
$584M
$253K ﹤0.01%
+2,654
New +$263K
CTR
1194
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$253K ﹤0.01%
10,560
+2,580
+32% +$60.7K
CII icon
1195
BlackRock Enhanced Captial and Income Fund
CII
$1.07B
$252K ﹤0.01%
+12,465
New +$263K
KEEL
1196
Keel Infrastructure Corp
KEEL
$2.14B
$251K ﹤0.01%
+59,229
New +$290K
SAM icon
1197
Boston Beer
SAM
$1.74B
$251K ﹤0.01%
493
+111
+29% +$75.5K
SUSB icon
1198
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$251K ﹤0.01%
+9,668
New +$252K
DIAL icon
1199
Columbia Diversified Fixed Income Allocation ETF
DIAL
$394M
$249K ﹤0.01%
11,656
+824
+8% +$17.8K
STLD icon
1200
Steel Dynamics
STLD
$34.7B
$249K ﹤0.01%
4,254
+413
+11% +$26.4K
46 47
48
49 50

Similar funds

MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $999M of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 62% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.