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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+6.25%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$3.64B
AUM Growth
+$517M
Cap. Flow
+$359M
Cap. Flow %
9.87%
Top 10 Hldgs %
23.42%
Holding
1,257
New
223
Increased
627
Reduced
313
Closed
46

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$24.4M
2
AAPL icon
Apple
AAPL
+$13.6M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$11.8M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11.6M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$11M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$27.3M
2
FFEB icon
FT Vest US Equity Buffer ETF February
FFEB
+$18.5M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.3M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$13.1M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9.56M

Sector Composition

Rank Sector Weight
1 Technology 8.12%
2 Consumer Discretionary 4.68%
3 Financials 4.64%
4 Industrials 4.4%
5 Healthcare 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STEW
1176
SRH Total Return Fund
STEW
$1.75B
$137K ﹤0.01%
10,929
-1,761
-14% -$20.7K
DWTX
1177
Dogwood Therapeutics
DWTX
$50.4M
$135K ﹤0.01%
+941
New +$164K
DMF
1178
DELISTED
BNY Mellon Municipal Income
DMF
$133K ﹤0.01%
+15,164
New +$134K
JPS
1179
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$132K ﹤0.01%
13,618
+1,301
+11% +$12.3K
SOL
1180
DELISTED
Emeren Group
SOL
$125K ﹤0.01%
+10,120
New +$185K
RES icon
1181
RPC Inc
RES
$1.24B
$123K ﹤0.01%
22,705
– –
SIRI icon
1182
SiriusXM
SIRI
$10B
$119K ﹤0.01%
1,947
-991
-34% -$60.4K
UEC icon
1183
Uranium Energy
UEC
$4.71B
$112K ﹤0.01%
38,999
-35,205
-47% -$76.9K
TXMD icon
1184
TherapeuticsMD
TXMD
$23.8M
$106K ﹤0.01%
1,589
+79
+5% +$6.18K
PHK
1185
PIMCO High Income Fund
PHK
$861M
$103K ﹤0.01%
15,340
– –
EVF
1186
Eaton Vance Senior Income Trust
EVF
$90.3M
$96K ﹤0.01%
14,500
– –
CLOV icon
1187
Clover Health Investments
CLOV
$2.28B
$93K ﹤0.01%
+12,348
New +$139K
IO
1188
DELISTED
ION Geophysical Corporation
IO
$90K ﹤0.01%
+41,940
New +$123K
CXE
1189
DELISTED
MFS High Income Municipal Trust
CXE
$88K ﹤0.01%
17,350
+1,950
+13% +$9.9K
DHC
1190
Diversified Healthcare Trust
DHC
$2.26B
$81K ﹤0.01%
16,904
-1,920
-10% -$8.84K
AFMD
1191
DELISTED
Affimed
AFMD
$79K ﹤0.01%
+1,000
New +$64.9K
ENLC
1192
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$71K ﹤0.01%
16,440
-76
-0.5% -$328
DHY
1193
Credit Suisse High Yield Credit Fund
DHY
$238M
$70K ﹤0.01%
29,062
– –
NCV
1194
Virtus Convertible & Income Fund
NCV
$374M
$66K ﹤0.01%
2,922
-367
-11% -$8.47K
GGN
1195
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$63K ﹤0.01%
18,206
+98
+0.5% +$343
KRMD icon
1196
KORU Medical Systems
KRMD
$176M
$63K ﹤0.01%
17,919
– –
DHT icon
1197
DHT Holdings
DHT
$2.97B
$62K ﹤0.01%
+10,443
New +$60.7K
ASC icon
1198
Ardmore Shipping
ASC
$678M
$55K ﹤0.01%
+12,055
New +$48.9K
ADAM
1199
Adamas Trust
ADAM
$777M
$48K ﹤0.01%
2,672
-562
-17% -$9.26K
SAN icon
1200
Banco Santander
SAN
$194B
$44K ﹤0.01%
12,773
+1,759
+16% +$5.96K
46 47
48
49 50

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Cetera Advisors held 1,257 positions worth $3.64B, up 17% from $3.12B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $359M of net new capital in Q1 2021, opening 223 new positions and adding to 627 existing holdings. Its largest new stake was FT Vest US Equity Buffer ETF January: 796,355 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.5% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $27.3M trimmed.

  • Cetera Advisors's largest Q1 2021 buy was FT Vest US Equity Buffer ETF January: 796,355 shares worth $25M.
  • Cetera Advisors added most to Apple in Q1 2021, an estimated $13.6M increase.
  • Cetera Advisors's biggest Q1 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $27.3M.
  • Cetera Advisors fully exited B&G Foods in Q1 2021, selling an estimated $2.17M.
  • Cetera Advisors's ten largest holdings make up 23% of its $3.64B portfolio in Q1 2021.
  • Cetera Advisors opened 223 new positions and closed 46 in Q1 2021.
  • Cetera Advisors's portfolio value rose 17% quarter-over-quarter to $3.64B.

Based on Cetera Advisors's 13F filing for Q1 2021, filed 17 May 2021.