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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBE icon
1126
Invesco DB Energy Fund
DBE
$93.4M
$288K 0.01%
17,000
-80,815
-83% -$1.26M
EPP icon
1127
iShares MSCI Pacific ex Japan ETF
EPP
$2.18B
$288K 0.01%
5,902
– –
JKHY icon
1128
Jack Henry & Associates
JKHY
$10.7B
$287K 0.01%
1,752
+509
+41% +$87.5K
NET icon
1129
Cloudflare
NET
$93B
$287K 0.01%
2,548
+255
+11% +$30.5K
HYLB icon
1130
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
$286K 0.01%
7,142
+1,320
+23% +$53K
KEYS icon
1131
Keysight
KEYS
$54.5B
$285K 0.01%
1,732
+72
+4% +$12.1K
CHI
1132
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$283K 0.01%
18,875
+7,054
+60% +$108K
IT icon
1133
Gartner
IT
$9.41B
$283K 0.01%
930
-16
-2% -$4.64K
J icon
1134
Jacobs Solutions
J
$15.9B
$283K 0.01%
2,580
+695
+37% +$76.8K
CASY icon
1135
Casey's General Stores
CASY
$31.9B
$282K 0.01%
+1,499
New +$294K
XJH icon
1136
iShares ESG Screened S&P Mid-Cap ETF
XJH
$420M
$282K 0.01%
7,803
– –
BKF icon
1137
iShares MSCI BIC ETF
BKF
$75.2M
$281K 0.01%
5,834
-28
-0.5% -$1.4K
ILMN icon
1138
Illumina
ILMN
$29.4B
$280K 0.01%
710
+88
+14% +$40.5K
ISTB icon
1139
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$280K 0.01%
5,477
-4,049
-43% -$207K
MAIN icon
1140
Main Street Capital
MAIN
$4.97B
$280K 0.01%
+6,808
New +$283K
XJR icon
1141
iShares ESG Screened S&P Small-Cap ETF
XJR
$185M
$280K 0.01%
7,276
– –
ALLE icon
1142
Allegion
ALLE
$13B
$279K 0.01%
2,109
+26
+1% +$3.61K
MUNI icon
1143
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.05B
$279K 0.01%
+4,957
New +$282K
DSEP icon
1144
FT Vest US Equity Deep Buffer ETF September
DSEP
$348M
$278K 0.01%
+8,689
New +$281K
MMP
1145
DELISTED
Magellan Midstream Partners, L.P.
MMP
$278K 0.01%
6,089
+930
+18% +$44.2K
APPN icon
1146
Appian
APPN
$1.74B
$277K 0.01%
2,997
+831
+38% +$92.1K
JFR icon
1147
Nuveen Floating Rate Income Fund
JFR
$1.23B
$277K 0.01%
27,530
– –
LGH icon
1148
HCM Defender 500 Index ETF
LGH
$565M
$277K 0.01%
+6,920
New +$289K
PHO icon
1149
Invesco Water Resources ETF
PHO
$1.97B
$277K 0.01%
5,054
+1,277
+34% +$72.5K
CONE
1150
DELISTED
CyrusOne Inc Common Stock
CONE
$277K 0.01%
+3,572
New +$269K
44 45
46
47 48

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.