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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEDJ icon
1076
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$312K 0.01%
8,214
-888
-10% -$34.8K
IHE icon
1077
iShares US Pharmaceuticals ETF
IHE
$1.47B
$312K 0.01%
+5,106
New +$325K
LADR
1078
Ladder Capital
LADR
$1.25B
$311K 0.01%
28,171
+495
+2% +$5.54K
CRAK icon
1079
VanEck Oil Refiners ETF
CRAK
$181M
$310K 0.01%
10,609
+3,705
+54% +$104K
PJAN icon
1080
Innovator US Equity Power Buffer ETF January
PJAN
$1.46B
$310K 0.01%
9,480
-5,774
-38% -$189K
RPG icon
1081
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$310K 0.01%
+8,040
New +$314K
WOOD icon
1082
iShares Global Timber & Forestry ETF
WOOD
$258M
$310K 0.01%
3,642
+1,213
+50% +$107K
CROX icon
1083
Crocs
CROX
$6.69B
$309K 0.01%
+2,156
New +$296K
NUV icon
1084
Nuveen Municipal Value Fund
NUV
$1.91B
$309K 0.01%
27,307
+61
+0.2% +$708
COR icon
1085
Cencora
COR
$60.3B
$308K 0.01%
2,582
+136
+6% +$16.3K
DFAC icon
1086
Dimensional US Core Equity 2 ETF
DFAC
$47.5B
$308K 0.01%
11,593
+1,923
+20% +$52.2K
MHD icon
1087
BlackRock MuniHoldings Fund
MHD
$597M
$308K 0.01%
18,816
-88
-0.5% -$1.5K
OLN icon
1088
Olin
OLN
$2.64B
$308K 0.01%
+6,386
New +$298K
BSCR icon
1089
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$307K 0.01%
+14,042
New +$309K
ERH
1090
Allspring Utilities & High Income Fund
ERH
$105M
$306K 0.01%
22,700
+2,000
+10% +$28.6K
FAN icon
1091
First Trust Global Wind Energy ETF
FAN
$281M
$306K 0.01%
14,650
-2,295
-14% -$49.4K
PSEC icon
1092
Prospect Capital
PSEC
$1.06B
$305K 0.01%
39,617
-1,500
-4% -$12.1K
SPLK
1093
DELISTED
Splunk Inc
SPLK
$305K 0.01%
+2,106
New +$306K
FNV icon
1094
Franco-Nevada
FNV
$41.4B
$304K 0.01%
2,343
-159
-6% -$23.3K
HSBC icon
1095
HSBC
HSBC
$355B
$304K 0.01%
+11,621
New +$316K
FNB icon
1096
FNB Corp
FNB
$6.78B
$303K 0.01%
26,073
+467
+2% +$5.38K
LEO
1097
BNY Mellon Strategic Municipals
LEO
$387M
$303K 0.01%
34,870
+7,713
+28% +$70.5K
PFG icon
1098
Principal Financial Group
PFG
$23.6B
$303K 0.01%
4,701
+1,495
+47% +$96K
PPA icon
1099
Invesco Aerospace & Defense ETF
PPA
$8.27B
$302K 0.01%
4,202
-389
-8% -$28.6K
YUMC icon
1100
Yum China
YUMC
$14.9B
$302K 0.01%
5,202
+265
+5% +$16.3K
42 43
44
45 46

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MNG
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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.