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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-3%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$6.4B
AUM Growth
+$57.9M
Cap. Flow
+$288M
Cap. Flow %
4.5%
Top 10 Hldgs %
18.02%
Holding
1,824
New
171
Increased
867
Reduced
595
Closed
124

Top Buys

Rank Stock Value
1
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$63M
2
AVLV icon
Avantis US Large Cap Value ETF
AVLV
+$37.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$23.6M
5
MSFT icon
Microsoft
MSFT
+$15.1M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$73M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$17.6M
3
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$16.8M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$11.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$10.5M

Sector Composition

Rank Sector Weight
1 Technology 8.6%
2 Consumer Discretionary 4.22%
3 Financials 4.05%
4 Healthcare 3.24%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RZV icon
1051
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$290M
$518K 0.01%
5,686
-552
-9% -$52.4K
IVT icon
1052
InvenTrust Properties
IVT
$2.84B
$516K 0.01%
21,675
-4,502
-17% -$108K
CPB icon
1053
Campbell Soup
CPB
$6.51B
$515K 0.01%
12,547
+302
+2% +$13.2K
CGMS icon
1054
Capital Group US Multi-Sector Income ETF
CGMS
$5.17B
$515K 0.01%
20,176
+5,780
+40% +$150K
HBAN icon
1055
Huntington Bancshares
HBAN
$35.1B
$514K 0.01%
49,444
+2,797
+6% +$31.4K
DNA icon
1056
Ginkgo Bioworks
DNA
$481M
$514K 0.01%
7,096
+2,567
+57% +$205K
IBDS icon
1057
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.83B
$514K 0.01%
22,193
+1,700
+8% +$39.7K
UAUG icon
1058
Innovator US Equity Ultra Buffer ETF August
UAUG
$167M
$512K 0.01%
+17,868
New +$522K
FXD icon
1059
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$510K 0.01%
9,991
-10,044
-50% -$548K
BBUS icon
1060
JPMorgan BetaBuilders US Equity ETF
BBUS
$8.59B
$509K 0.01%
+6,610
New +$530K
NNN icon
1061
NNN REIT
NNN
$9.39B
$509K 0.01%
14,406
+801
+6% +$32.1K
U icon
1062
Unity
U
$12.5B
$508K 0.01%
16,168
-7,935
-33% -$306K
IJJ icon
1063
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$507K 0.01%
5,027
-44
-0.9% -$4.7K
AGNC icon
1064
AGNC Investment
AGNC
$12.3B
$506K 0.01%
53,648
+5,317
+11% +$52.6K
FMF icon
1065
First Trust Managed Futures Strategy Fund
FMF
$250M
$506K 0.01%
10,333
+324
+3% +$15.8K
HES
1066
DELISTED
Hess
HES
$506K 0.01%
3,308
+425
+15% +$64K
IYF icon
1067
iShares US Financials ETF
IYF
$4.39B
$504K 0.01%
6,747
-35
-0.5% -$2.7K
TROW icon
1068
T. Rowe Price
TROW
$25B
$504K 0.01%
4,807
+269
+6% +$30.3K
FERG icon
1069
Ferguson
FERG
$44.7B
$504K 0.01%
3,063
+34
+1% +$5.37K
LKFN icon
1070
Lakeland Financial Corp
LKFN
$1.52B
$503K 0.01%
10,605
+88
+0.8% +$4.55K
RF icon
1071
Regions Financial
RF
$26.3B
$503K 0.01%
29,237
+5,370
+22% +$102K
KJAN icon
1072
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$502K 0.01%
16,338
-5,564
-25% -$178K
PSEC icon
1073
Prospect Capital
PSEC
$1.06B
$501K 0.01%
82,822
+29,968
+57% +$187K
ASUR icon
1074
Asure Software
ASUR
$220M
$498K 0.01%
+52,641
New +$637K
NMZ icon
1075
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$498K 0.01%
53,646
+6,631
+14% +$67.8K
41 42
43
44 45

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Cetera Advisors held 1,824 positions worth $6.4B, up 0.91% from $6.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Advisors deployed $288M of net new capital in Q3 2023, opening 171 new positions and adding to 867 existing holdings. Its largest new stake was Invesco DB US Dollar Index Bullish Fund: 268,544 shares worth $7.98M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $73M trimmed.

  • Cetera Advisors's largest Q3 2023 buy was Invesco DB US Dollar Index Bullish Fund: 268,544 shares worth $7.98M.
  • Cetera Advisors added most to iShares Russell Mid-Cap ETF in Q3 2023, an estimated $63M increase.
  • Cetera Advisors's biggest Q3 2023 reduction was iShares Select Dividend ETF, cutting an estimated $73M.
  • Cetera Advisors fully exited B&G Foods in Q3 2023, selling an estimated $2.62M.
  • Cetera Advisors's ten largest holdings make up 18% of its $6.4B portfolio in Q3 2023.
  • Cetera Advisors opened 171 new positions and closed 124 in Q3 2023.
  • Cetera Advisors's portfolio value rose 0.91% quarter-over-quarter to $6.4B.

Based on Cetera Advisors's 13F filing for Q3 2023, filed 14 Nov 2023.