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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEB icon
1051
Seaboard Corp
SEB
$4.52B
$332K 0.01%
81
– –
PXD
1052
DELISTED
Pioneer Natural Resource Co.
PXD
$332K 0.01%
1,992
+363
+22% +$54.9K
WBIT
1053
DELISTED
WBI BullBear Trend Switch US 3000 Total Return ETF
WBIT
$332K 0.01%
16,714
+1,261
+8% +$25.9K
GDDY icon
1054
GoDaddy
GDDY
$12.3B
$331K 0.01%
4,743
+2,341
+97% +$181K
AN icon
1055
AutoNation
AN
$6.97B
$330K 0.01%
+2,710
New +$306K
PJUL icon
1056
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$330K 0.01%
+11,106
New +$332K
XLNX
1057
DELISTED
Xilinx Inc
XLNX
$330K 0.01%
2,186
+137
+7% +$20.1K
IIPR icon
1058
Innovative Industrial Properties
IIPR
$1.78B
$328K 0.01%
+1,417
New +$320K
TECH icon
1059
Bio-Techne
TECH
$11.2B
$327K 0.01%
2,696
– –
RY icon
1060
Royal Bank of Canada
RY
$291B
$326K 0.01%
3,274
-604
-16% -$61.5K
FLG
1061
Flagstar Bank National Association
FLG
$5.77B
$326K 0.01%
8,445
+1,225
+17% +$44.4K
MGV icon
1062
Vanguard Mega Cap Value ETF
MGV
$13.2B
$325K 0.01%
+3,323
New +$335K
APA icon
1063
APA Corp
APA
$12.8B
$324K 0.01%
15,100
+360
+2% +$6.88K
FDLO icon
1064
Fidelity Low Volatility Factor ETF
FDLO
$1.4B
$324K 0.01%
6,810
+257
+4% +$12.6K
FUN icon
1065
Cedar Fair
FUN
$1.78B
$324K 0.01%
6,977
-153
-2% -$6.75K
SSL icon
1066
Sasol
SSL
$7.58B
$323K 0.01%
+17,127
New +$261K
ETY icon
1067
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$322K 0.01%
23,087
-3,083
-12% -$44.2K
LEGR icon
1068
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$127M
$322K 0.01%
+7,640
New +$327K
CM icon
1069
Canadian Imperial Bank of Commerce
CM
$107B
$321K 0.01%
5,768
+620
+12% +$35.7K
OGN icon
1070
Organon & Co
OGN
$3.55B
$321K 0.01%
9,787
+1,162
+13% +$37.2K
DMAY icon
1071
FT Vest US Equity Deep Buffer ETF May
DMAY
$372M
$319K 0.01%
+9,447
New +$321K
FAD icon
1072
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
$319K 0.01%
2,700
– –
RIO icon
1073
Rio Tinto
RIO
$148B
$318K 0.01%
+4,756
New +$371K
EQL icon
1074
ALPS Equal Sector Weight ETF
EQL
$753M
$317K 0.01%
9,564
-369
-4% -$12.5K
BMAY icon
1075
Innovator US Equity Buffer ETF May
BMAY
$232M
$315K 0.01%
10,081
-4,091
-29% -$130K
41 42
43
44 45

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.