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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+14%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$3.12B
AUM Growth
+$463M
Cap. Flow
+$144M
Cap. Flow %
4.6%
Top 10 Hldgs %
26.86%
Holding
1,086
New
133
Increased
512
Reduced
343
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$8.55M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$6.26M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.81M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$5.49M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.8M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$11M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.4M
4
BSJK
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
+$6.33M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.33M

Sector Composition

Rank Sector Weight
1 Technology 8.48%
2 Consumer Discretionary 4.63%
3 Financials 4.52%
4 Industrials 3.7%
5 Healthcare 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYC icon
1051
iShares US Consumer Discretionary ETF
IYC
$1.12B
– –
-36,400
Closed -$2.27M
IYG icon
1052
iShares US Financial Services ETF
IYG
$2.13B
– –
-12,969
Closed -$527K
JD icon
1053
PUT
JD.com
JD
$40.8B
– –
-1,000
Closed -$7K
JKHY icon
1054
Jack Henry & Associates
JKHY
$10.7B
– –
-1,382
Closed -$225K
JMST icon
1055
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
– –
-7,402
Closed -$377K
KXI icon
1056
iShares Global Consumer Staples ETF
KXI
$1.03B
– –
-4,270
Closed -$237K
MSFT icon
1057
PUT
Microsoft
MSFT
$2.84T
– –
-1,300
Closed -$13K
MSOS icon
1058
AdvisorShares Pure US Cannabis ETF
MSOS
$864M
– –
-54,268
Closed -$1.19M
NAK
1059
Northern Dynasty Minerals
NAK
$885M
– –
-151,500
Closed -$149K
OILK icon
1060
ProShares K-1 Free Crude Oil Strategy ETF
OILK
$220M
– –
-35,572
Closed -$1.29M
OKTA icon
1061
Okta
OKTA
$24.1B
– –
-1,550
Closed -$331K
PLYA
1062
DELISTED
Playa Hotels & Resorts
PLYA
– –
-10,000
Closed -$42K
QAI icon
1063
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1B
– –
-9,841
Closed -$305K
RICK icon
1064
RCI Hospitality Holdings
RICK
$199M
– –
-23,000
Closed -$469K
SE icon
1065
PUT
Sea Limited
SE
$61.2B
– –
-1,400
Closed -$21K
SMLF icon
1066
iShares US Small Cap Equity Factor ETF
SMLF
$4.07B
– –
-5,515
Closed -$206K
SPIP icon
1067
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
– –
-8,595
Closed -$265K
SRLN icon
1068
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
– –
-6,631
Closed -$297K
TAIL icon
1069
Cambria Tail Risk ETF
TAIL
$145M
– –
-29,592
Closed -$639K
TNDM icon
1070
PUT
Tandem Diabetes Care
TNDM
$1.17B
– –
-900
Closed -$3K
WKHS icon
1071
Workhorse Group
WKHS
$29.5M
– –
-4
Closed -$282K
WTV icon
1072
WisdomTree US Value Fund
WTV
$3.11B
– –
-5,200
Closed -$216K
SMC
1073
Summit Midstream
SMC
$421M
– –
-1,678
Closed -$16K
NKLA
1074
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-329
Closed -$202K
EVBG
1075
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-1,931
Closed -$243K
40 41 42
43
44

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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Cetera Advisors held 1,086 positions worth $3.12B, up 17% from $2.66B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cetera Advisors deployed $144M of net new capital in Q4 2020, opening 133 new positions and adding to 512 existing holdings. Its largest new stake was Principal Exchange-Traded Funds Principal Quality ETF: 85,331 shares worth $4.03M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $13.8M trimmed.

  • Cetera Advisors's largest Q4 2020 buy was Principal Exchange-Traded Funds Principal Quality ETF: 85,331 shares worth $4.03M.
  • Cetera Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $9.66M increase.
  • Cetera Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $13.8M.
  • Cetera Advisors fully exited Invesco BulletShares 2020 High Yield Corporate Bond ETF in Q4 2020, selling an estimated $6.33M.
  • Cetera Advisors's ten largest holdings make up 27% of its $3.12B portfolio in Q4 2020.
  • Cetera Advisors opened 133 new positions and closed 52 in Q4 2020.
  • Cetera Advisors's portfolio value rose 17% quarter-over-quarter to $3.12B.

Based on Cetera Advisors's 13F filing for Q4 2020, filed 17 Feb 2021.