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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIOG icon
1026
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
$353K 0.01%
3,146
+1,300
+70% +$148K
IBDM
1027
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$353K 0.01%
14,292
+231
+2% +$5.72K
BIZD icon
1028
VanEck BDC Income ETF
BIZD
$1.58B
$352K 0.01%
20,550
+281
+1% +$4.81K
MSI icon
1029
Motorola Solutions
MSI
$69.4B
$352K 0.01%
1,513
+188
+14% +$43.6K
CPE
1030
DELISTED
Callon Petroleum Company
CPE
$352K 0.01%
7,172
+2,022
+39% +$78.3K
BNY
1031
Bank of New York Mellon
BNY
$108B
$351K 0.01%
6,776
+716
+12% +$37.2K
SLQD icon
1032
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$350K 0.01%
+6,782
New +$351K
DBEF icon
1033
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$349K 0.01%
9,241
+1,907
+26% +$72.7K
MLPA icon
1034
Global X MLP ETF
MLPA
$2.28B
$349K 0.01%
9,901
+604
+6% +$21.3K
SYF icon
1035
Synchrony
SYF
$23.7B
$347K 0.01%
+7,093
New +$345K
RDIV icon
1036
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$346K 0.01%
8,891
+2,105
+31% +$84.7K
USRT icon
1037
iShares Core US REIT ETF
USRT
$4.74B
$345K 0.01%
5,886
-115
-2% -$6.99K
JPS
1038
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$345K 0.01%
35,226
+6,015
+21% +$60.1K
CLOU icon
1039
Global X Cloud Computing ETF
CLOU
$224M
$343K 0.01%
11,717
+692
+6% +$20.4K
AIF
1040
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$343K 0.01%
21,700
– –
IWL icon
1041
iShares Russell Top 200 ETF
IWL
$2.16B
$342K 0.01%
3,315
-82
-2% -$8.7K
CWH icon
1042
Camping World
CWH
$363M
$341K 0.01%
+8,769
New +$344K
QQQE icon
1043
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$340K 0.01%
+4,100
New +$349K
SMC
1044
Summit Midstream
SMC
$421M
$340K 0.01%
+9,573
New +$339K
PSI icon
1045
Invesco Semiconductors ETF
PSI
$2.44B
$339K 0.01%
+7,965
New +$339K
IPO icon
1046
Renaissance IPO ETF
IPO
$154M
$337K 0.01%
5,235
+396
+8% +$25.8K
JYNT icon
1047
The Joint Corp
JYNT
$119M
$337K 0.01%
+3,440
New +$322K
KBE icon
1048
State Street SPDR S&P Bank ETF
KBE
$1.64B
$336K 0.01%
6,353
+1,054
+20% +$53.5K
EBAY icon
1049
eBay
EBAY
$48.6B
$335K 0.01%
4,804
-20
-0.4% -$1.43K
HISF icon
1050
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
$333K 0.01%
6,765
-600
-8% -$30.1K
40 41
42
43 44

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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.