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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+10.14%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$7.22B
AUM Growth
+$816M
Cap. Flow
+$195M
Cap. Flow %
2.71%
Top 10 Hldgs %
18.94%
Holding
1,892
New
192
Increased
874
Reduced
656
Closed
104

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$34.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$33.6M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.2M

Top Sells

Rank Stock Value
1
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$33.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$25.8M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$17.2M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$13.1M
5
BSJN
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
+$11M

Sector Composition

Rank Sector Weight
1 Technology 9.13%
2 Consumer Discretionary 4.3%
3 Financials 4.25%
4 Healthcare 3.31%
5 Industrials 3.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHP icon
1001
BHP
BHP
$213B
$625K 0.01%
9,152
-194
-2% -$11.7K
CGMS icon
1002
Capital Group US Multi-Sector Income ETF
CGMS
$5.17B
$625K 0.01%
23,142
+2,966
+15% +$77K
HBAN icon
1003
Huntington Bancshares
HBAN
$35.1B
$623K 0.01%
48,983
-461
-0.9% -$5.04K
UAUG icon
1004
Innovator US Equity Ultra Buffer ETF August
UAUG
$167M
$623K 0.01%
20,257
+2,389
+13% +$70.2K
FPXI icon
1005
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$279M
$622K 0.01%
14,723
-3,774
-20% -$150K
CWH icon
1006
Camping World
CWH
$363M
$621K 0.01%
23,661
+579
+3% +$12.1K
AIZ icon
1007
Assurant
AIZ
$13.7B
$621K 0.01%
+3,684
New +$586K
IYK icon
1008
iShares US Consumer Staples ETF
IYK
$1.39B
$621K 0.01%
9,711
-7,563
-44% -$471K
JANW icon
1009
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
$339M
$619K 0.01%
20,434
-17,044
-45% -$503K
HAPN
1010
Happen Inc
HAPN
$2.08B
$617K 0.01%
+70,642
New +$444K
EBND icon
1011
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.24B
$617K 0.01%
29,038
-2,299
-7% -$46.5K
BKN
1012
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$617K 0.01%
51,989
+12,869
+33% +$139K
SCHK icon
1013
Schwab 1000 Index ETF
SCHK
$5.65B
$614K 0.01%
26,670
-46
-0.2% -$988
SHM icon
1014
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$614K 0.01%
12,839
+696
+6% +$32.7K
EXG icon
1015
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$611K 0.01%
79,200
+68,622
+649% +$510K
HTRB icon
1016
Hartford Total Return Bond ETF
HTRB
$2.22B
$609K 0.01%
17,904
+270
+2% +$8.79K
BEN icon
1017
Franklin Resources
BEN
$16.9B
$609K 0.01%
20,439
+903
+5% +$22.5K
LW icon
1018
Lamb Weston
LW
$6.82B
$607K 0.01%
5,613
-126
-2% -$12.1K
FGD icon
1019
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$607K 0.01%
27,251
+202
+0.7% +$4.25K
PKW icon
1020
Invesco BuyBack Achievers ETF
PKW
$1.69B
$606K 0.01%
6,120
-14,852
-71% -$1.36M
CGXU icon
1021
Capital Group International Focus Equity ETF
CGXU
$6.12B
$604K 0.01%
25,311
+4,575
+22% +$102K
GLDM icon
1022
SPDR Gold MiniShares Trust
GLDM
$27.5B
$604K 0.01%
14,763
+582
+4% +$22.8K
DKS icon
1023
Dick's Sporting Goods
DKS
$18.4B
$603K 0.01%
4,106
-67
-2% -$8.14K
BTI icon
1024
British American Tobacco
BTI
$132B
$602K 0.01%
20,567
+6,035
+42% +$184K
SMLF icon
1025
iShares US Small Cap Equity Factor ETF
SMLF
$4.07B
$602K 0.01%
10,231
+5,672
+124% +$299K
39 40
41
42 43

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Cetera Advisors held 1,892 positions worth $7.22B, up 13% from $6.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Advisors's Q4 2023 filing shows 192 new, 874 increased, 656 reduced and 104 closed positions. Its largest new stake was Invesco CurrencyShares Swiss Franc Trust: 41,254 shares worth $4.36M. The largest sale was iShares Russell Mid-Cap ETF, an estimated $33.3M.

By sector, the portfolio is most concentrated in Technology at 9.1% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Cetera Advisors's largest Q4 2023 buy was Invesco CurrencyShares Swiss Franc Trust: 41,254 shares worth $4.36M.
  • Cetera Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2023, an estimated $34.7M increase.
  • Cetera Advisors's biggest Q4 2023 reduction was iShares Russell Mid-Cap ETF, cutting an estimated $33.3M.
  • Cetera Advisors fully exited Invesco BulletShares 2023 High Yield Corporate Bond ETF in Q4 2023, selling an estimated $11M.
  • Cetera Advisors's ten largest holdings make up 19% of its $7.22B portfolio in Q4 2023.
  • Cetera Advisors opened 192 new positions and closed 104 in Q4 2023.
  • Cetera Advisors's portfolio value rose 13% quarter-over-quarter to $7.22B.

Based on Cetera Advisors's 13F filing for Q4 2023, filed 13 Feb 2024.