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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$6B
AUM Growth
+$488M
Cap. Flow
+$220M
Cap. Flow %
3.67%
Top 10 Hldgs %
17.15%
Holding
1,748
New
145
Increased
760
Reduced
673
Closed
97

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$32.9M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$24.3M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$22.3M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$20.4M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$14.7M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$27.5M
2
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$20.5M
3
XDEC icon
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
+$11.9M
4
NVDA icon
NVIDIA
NVDA
+$9.82M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$9.55M

Sector Composition

Rank Sector Weight
1 Technology 7.88%
2 Consumer Discretionary 4.04%
3 Financials 3.76%
4 Healthcare 3.21%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEP icon
1001
First Trust Europe AlphaDEX Fund
FEP
$513M
$510K 0.01%
14,672
-1,724
-11% -$60K
VRDN icon
1002
Viridian Therapeutics
VRDN
$2.13B
$507K 0.01%
+19,945
New +$640K
AN icon
1003
AutoNation
AN
$6.97B
$507K 0.01%
+3,776
New +$485K
EIX icon
1004
Edison International
EIX
$30.7B
$507K 0.01%
7,187
-2,268
-24% -$153K
HTGC icon
1005
Hercules Capital
HTGC
$2.94B
$506K 0.01%
39,261
+540
+1% +$7.55K
FDVV icon
1006
Fidelity High Dividend ETF
FDVV
$10.1B
$505K 0.01%
13,264
+339
+3% +$13K
GPK icon
1007
Graphic Packaging
GPK
$3.26B
$504K 0.01%
19,789
-3,100
-14% -$72.9K
IPO icon
1008
Renaissance IPO ETF
IPO
$154M
$504K 0.01%
17,210
+4,634
+37% +$129K
IJJ icon
1009
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$503K 0.01%
4,896
+222
+5% +$23.7K
FXN icon
1010
First Trust Energy AlphaDEX Fund
FXN
$398M
$500K 0.01%
32,230
-35,308
-52% -$579K
PZA icon
1011
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$500K 0.01%
21,113
+1,060
+5% +$24.9K
ZBRA icon
1012
Zebra Technologies
ZBRA
$12.4B
$500K 0.01%
1,571
-117
-7% -$35.4K
BIZD icon
1013
VanEck BDC Income ETF
BIZD
$1.58B
$498K 0.01%
33,595
+675
+2% +$10.1K
FNDE icon
1014
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.46B
$497K 0.01%
+19,088
New +$497K
TD icon
1015
Toronto Dominion Bank
TD
$198B
$496K 0.01%
8,280
-9,450
-53% -$611K
TOTL icon
1016
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$495K 0.01%
12,076
+3,018
+33% +$123K
STWD icon
1017
Starwood Property Trust
STWD
$6.12B
$495K 0.01%
28,006
+204
+0.7% +$3.94K
REET icon
1018
iShares Global REIT ETF
REET
$5.12B
$494K 0.01%
21,559
+386
+2% +$9.11K
FSIG icon
1019
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$494K 0.01%
+26,252
New +$492K
RDIV icon
1020
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$494K 0.01%
12,010
+328
+3% +$14.4K
PWB icon
1021
Invesco Large Cap Growth ETF
PWB
$2.29B
$493K 0.01%
7,594
-249
-3% -$15.6K
QSPT icon
1022
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$617M
$493K 0.01%
25,588
-93,898
-79% -$1.7M
ICLR icon
1023
Icon
ICLR
$12.8B
$493K 0.01%
2,309
-123
-5% -$27.4K
FSLR icon
1024
First Solar
FSLR
$21.8B
$493K 0.01%
2,267
+40
+2% +$7.3K
QQEW icon
1025
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$493K 0.01%
4,895
-463
-9% -$44.4K
39 40
41
42 43

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Cetera Advisors held 1,748 positions worth $6B, up 8.8% from $5.52B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Cetera Advisors deployed $220M of net new capital in Q1 2023, opening 145 new positions and adding to 760 existing holdings. Its largest new stake was FT Vest US Equity Moderate Buffer ETF February: 346,263 shares worth $10.2M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 7.1% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $27.5M trimmed.

  • Cetera Advisors's largest Q1 2023 buy was FT Vest US Equity Moderate Buffer ETF February: 346,263 shares worth $10.2M.
  • Cetera Advisors added most to Invesco S&P 500 Equal Weight ETF in Q1 2023, an estimated $32.9M increase.
  • Cetera Advisors's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $27.5M.
  • Cetera Advisors fully exited Franco-Nevada in Q1 2023, selling an estimated $2.68M.
  • Cetera Advisors's ten largest holdings make up 17% of its $6B portfolio in Q1 2023.
  • Cetera Advisors opened 145 new positions and closed 97 in Q1 2023.
  • Cetera Advisors's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Cetera Advisors's 13F filing for Q1 2023, filed 15 May 2023.