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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDEC icon
1001
Innovator US Equity Power Buffer ETF December
PDEC
$977M
$369K 0.01%
12,010
-450
-4% -$13.8K
XHR
1002
Xenia Hotels & Resorts
XHR
$1.98B
$369K 0.01%
20,820
+3,061
+17% +$53.6K
VYMI icon
1003
Vanguard International High Dividend Yield ETF
VYMI
$20.2B
$368K 0.01%
5,578
-500
-8% -$33.9K
ILCB icon
1004
iShares Morningstar US Equity ETF
ILCB
$1.26B
$367K 0.01%
6,048
-8
-0.1% -$499
WSBC icon
1005
WesBanco
WSBC
$3.97B
$367K 0.01%
10,759
+583
+6% +$19.3K
DVYE icon
1006
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$364K 0.01%
9,357
+2,347
+33% +$90.9K
TEVA icon
1007
Teva Pharmaceuticals
TEVA
$35.9B
$364K 0.01%
37,407
-13,139
-26% -$123K
FE icon
1008
FirstEnergy
FE
$28.9B
$363K 0.01%
10,194
-895
-8% -$34K
IJJ icon
1009
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$362K 0.01%
3,510
+886
+34% +$93.1K
MRSH
1010
Marsh
MRSH
$86.3B
$362K 0.01%
2,388
+585
+32% +$88.5K
VIS icon
1011
Vanguard Industrials ETF
VIS
$8.23B
$361K 0.01%
1,922
-128
-6% -$25.1K
BOCT icon
1012
Innovator US Equity Buffer ETF October
BOCT
$283M
$360K 0.01%
+11,005
New +$358K
CGC
1013
Canopy Growth
CGC
$375M
$360K 0.01%
2,597
-1,353
-34% -$242K
PTON icon
1014
Peloton Interactive
PTON
$2.63B
$360K 0.01%
4,133
+597
+17% +$66K
HAPN
1015
Happen Inc
HAPN
$2.08B
$359K 0.01%
+12,700
New +$315K
QGRO icon
1016
American Century US Quality Growth ETF
QGRO
$1.98B
$359K 0.01%
5,060
+148
+3% +$10.8K
FNGS icon
1017
MicroSectors FANG+ ETNs due Jan 8 2038
FNGS
$542M
$358K 0.01%
11,730
+450
+4% +$14.1K
ADSK icon
1018
Autodesk
ADSK
$44.3B
$357K 0.01%
1,253
+70
+6% +$21.4K
TTE icon
1019
TotalEnergies
TTE
$193B
$357K 0.01%
7,445
+495
+7% +$21.9K
BCE icon
1020
BCE
BCE
$19.9B
$356K 0.01%
7,110
+1,682
+31% +$85.1K
RMD icon
1021
ResMed
RMD
$28.3B
$356K 0.01%
1,351
– –
VFC icon
1022
VF Corp
VFC
$6.68B
$355K 0.01%
5,298
+933
+21% +$71.6K
EA icon
1023
Electronic Arts
EA
$52.4B
$354K 0.01%
2,488
+703
+39% +$98.7K
GRMN
1024
Garmin
GRMN
$46.9B
$354K 0.01%
2,278
+215
+10% +$35K
DXGE
1025
DELISTED
WisdomTree Germany Hedged Equity Fund
DXGE
$354K 0.01%
10,118
– –
39 40
41
42 43

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MNG
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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.