We are live on ! Find out more
CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+14%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$3.12B
AUM Growth
+$463M
Cap. Flow
+$144M
Cap. Flow %
4.6%
Top 10 Hldgs %
26.86%
Holding
1,086
New
133
Increased
512
Reduced
343
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$8.55M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$6.26M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.81M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$5.49M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.8M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$11M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.4M
4
BSJK
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
+$6.33M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.33M

Sector Composition

Rank Sector Weight
1 Technology 8.48%
2 Consumer Discretionary 4.63%
3 Financials 4.52%
4 Industrials 3.7%
5 Healthcare 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRET icon
1001
Global X SuperDividend REIT ETF
SRET
$237M
$139K ﹤0.01%
+5,230
New +$132K
BRSP
1002
BrightSpire Capital
BRSP
$681M
$137K ﹤0.01%
18,251
-12,658
-41% -$82.1K
ETW
1003
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$134K ﹤0.01%
+13,801
New +$126K
UEC icon
1004
Uranium Energy
UEC
$4.71B
$131K ﹤0.01%
74,204
-2,477
-3% -$2.93K
JDD
1005
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$131K ﹤0.01%
14,926
+499
+3% +$4.15K
CIM
1006
Chimera Investment
CIM
$1.05B
$125K ﹤0.01%
4,056
+125
+3% +$3.62K
PSEC icon
1007
Prospect Capital
PSEC
$1.06B
$120K ﹤0.01%
22,247
– –
JPS
1008
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$120K ﹤0.01%
12,317
-21,950
-64% -$202K
KRMD icon
1009
KORU Medical Systems
KRMD
$176M
$108K ﹤0.01%
17,919
+7,250
+68% +$40.6K
EXG icon
1010
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$106K ﹤0.01%
12,111
-13,194
-52% -$107K
XXII
1011
22nd Century Group
XXII
$1.47M
– –
0
– –
YPF icon
1012
YPF
YPF
$20.2B
$101K ﹤0.01%
21,550
+500
+2% +$2.21K
PHK
1013
PIMCO High Income Fund
PHK
$861M
$93K ﹤0.01%
15,340
+4,190
+38% +$23.8K
EVF
1014
Eaton Vance Senior Income Trust
EVF
$90.3M
$92K ﹤0.01%
14,500
– –
TXMD icon
1015
TherapeuticsMD
TXMD
$23.8M
$91K ﹤0.01%
1,510
+32
+2% +$2.19K
CRON
1016
Cronos Group
CRON
$1.05B
$88K ﹤0.01%
12,633
-1,190
-9% -$8.19K
MRO
1017
DELISTED
Marathon Oil Corporation
MRO
$82K ﹤0.01%
12,282
-234
-2% -$1.26K
CXE
1018
DELISTED
MFS High Income Municipal Trust
CXE
$78K ﹤0.01%
15,400
– –
DHC
1019
Diversified Healthcare Trust
DHC
$2.26B
$78K ﹤0.01%
18,824
– –
NCV
1020
Virtus Convertible & Income Fund
NCV
$374M
$76K ﹤0.01%
3,289
+12
+0.4% +$246
RES icon
1021
RPC Inc
RES
$1.24B
$72K ﹤0.01%
+22,705
New +$68.2K
DHY
1022
Credit Suisse High Yield Credit Fund
DHY
$238M
$66K ﹤0.01%
29,062
– –
GGN
1023
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$64K ﹤0.01%
18,108
+6,040
+50% +$20.9K
ENLC
1024
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$61K ﹤0.01%
16,516
+2,076
+14% +$6.8K
DBRG icon
1025
DigitalBridge
DBRG
$2.94B
$57K ﹤0.01%
2,937
-69
-2% -$1.1K
39 40
41
42 43

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Cetera Advisors held 1,086 positions worth $3.12B, up 17% from $2.66B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cetera Advisors deployed $144M of net new capital in Q4 2020, opening 133 new positions and adding to 512 existing holdings. Its largest new stake was Principal Exchange-Traded Funds Principal Quality ETF: 85,331 shares worth $4.03M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $13.8M trimmed.

  • Cetera Advisors's largest Q4 2020 buy was Principal Exchange-Traded Funds Principal Quality ETF: 85,331 shares worth $4.03M.
  • Cetera Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $9.66M increase.
  • Cetera Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $13.8M.
  • Cetera Advisors fully exited Invesco BulletShares 2020 High Yield Corporate Bond ETF in Q4 2020, selling an estimated $6.33M.
  • Cetera Advisors's ten largest holdings make up 27% of its $3.12B portfolio in Q4 2020.
  • Cetera Advisors opened 133 new positions and closed 52 in Q4 2020.
  • Cetera Advisors's portfolio value rose 17% quarter-over-quarter to $3.12B.

Based on Cetera Advisors's 13F filing for Q4 2020, filed 17 Feb 2021.