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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COPX icon
976
Global X Copper Miners ETF NEW
COPX
$7.13B
$391K 0.01%
11,428
-1,602
-12% -$58K
VT icon
977
Vanguard Total World Stock ETF
VT
$76.3B
$391K 0.01%
3,840
+406
+12% +$42.6K
AOA icon
978
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$390K 0.01%
5,586
+511
+10% +$36.4K
ASHS icon
979
Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF
ASHS
$32.6M
$390K 0.01%
+9,700
New +$389K
DFAU icon
980
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$390K 0.01%
12,950
+4,700
+57% +$145K
KCE icon
981
State Street SPDR S&P Capital Markets ETF
KCE
$453M
$388K 0.01%
4,065
+1,782
+78% +$172K
ISCG icon
982
iShares Morningstar Small-Cap Growth ETF
ISCG
$960M
$387K 0.01%
7,859
+1,248
+19% +$62.9K
IEV icon
983
iShares Europe ETF
IEV
$1.63B
$386K 0.01%
7,405
-10,519
-59% -$569K
BSCL
984
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$386K 0.01%
18,279
+7,629
+72% +$161K
WKHS icon
985
Workhorse Group
WKHS
$29.5M
$384K 0.01%
17
-2
-11% -$60.5K
CAKE icon
986
Cheesecake Factory
CAKE
$4.21B
$382K 0.01%
8,130
+4,000
+97% +$188K
CAR icon
987
Avis
CAR
$5.63B
$382K 0.01%
3,279
-2,784
-46% -$245K
B
988
Barrick Mining
B
$62.2B
$382K 0.01%
21,158
-39,428
-65% -$792K
POCT icon
989
Innovator US Equity Power Buffer ETF October
POCT
$963M
$381K 0.01%
12,984
+500
+4% +$14.6K
LCID icon
990
Lucid Motors
LCID
$2.46B
$380K 0.01%
1,498
+479
+47% +$111K
SLYV icon
991
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$380K 0.01%
4,638
+68
+1% +$5.58K
VTRS icon
992
Viatris
VTRS
$20.1B
$380K 0.01%
28,028
+8,808
+46% +$125K
USFR
993
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$379K 0.01%
15,111
-13,029
-46% -$327K
NCLH icon
994
Norwegian Cruise Line
NCLH
$8.89B
$378K 0.01%
14,164
+2,832
+25% +$72.1K
TDOC icon
995
Teladoc Health
TDOC
$1.58B
$378K 0.01%
2,978
+436
+17% +$63.5K
MDIV icon
996
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$377K 0.01%
22,992
+2,316
+11% +$38.6K
DFAS icon
997
Dimensional US Small Cap ETF
DFAS
$15.2B
$376K 0.01%
6,541
-264
-4% -$15.2K
HII icon
998
Huntington Ingalls Industries
HII
$11.3B
$375K 0.01%
1,943
+890
+85% +$180K
DDF
999
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$375K 0.01%
34,000
-500
-1% -$5.5K
VTLE
1000
DELISTED
Vital Energy
VTLE
$373K 0.01%
4,603
+858
+23% +$52.4K
38 39
40
41 42

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MNG
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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.