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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.66B
AUM Growth
+$312M
Cap. Flow
+$142M
Cap. Flow %
5.35%
Top 10 Hldgs %
28.45%
Holding
1,011
New
98
Increased
457
Reduced
355
Closed
58

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$18.9M
2
FFEB icon
FT Vest US Equity Buffer ETF February
FFEB
+$17.7M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$17.1M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$11.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.83M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.49M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$6.72M
3
JHMM icon
John Hancock Multifactor Mid Cap ETF
JHMM
+$5.53M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$4.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$3.5M

Sector Composition

Rank Sector Weight
1 Technology 8.6%
2 Consumer Discretionary 4.44%
3 Financials 4.24%
4 Industrials 3.27%
5 Healthcare 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPI
976
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-40,370
Closed -$914K
KBE icon
977
State Street SPDR S&P Bank ETF
KBE
$1.63B
– –
-18,255
Closed -$576K
NCLH icon
978
Norwegian Cruise Line
NCLH
$8.8B
– –
-30,374
Closed -$499K
NIO icon
979
PUT
NIO
NIO
$11.3B
– –
-6,900
Closed -$1K
NQP
980
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-22,922
Closed -$311K
NVDA icon
981
PUT
NVIDIA
NVDA
$4.99T
– –
-8,000
Closed -$3K
OPI
982
DELISTED
Office Properties Income Trust
OPI
– –
-8,784
Closed -$228K
OXY icon
983
Occidental Petroleum
OXY
$57.1B
– –
-14,283
Closed -$261K
PDT
984
John Hancock Premium Dividend Fund
PDT
$637M
– –
-14,707
Closed -$196K
PFSI icon
985
PennyMac Financial
PFSI
$4.36B
– –
-9,989
Closed -$417K
RDIV icon
986
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.35B
– –
-8,573
Closed -$236K
RITM icon
987
Rithm Capital
RITM
$5.08B
– –
-20,564
Closed -$153K
SABA
988
Saba Capital Income & Opportunities Fund II
SABA
$219M
– –
-5,108
Closed -$55K
SEDG icon
989
SolarEdge
SEDG
$2.65B
– –
-3,055
Closed -$424K
SLYV icon
990
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
– –
-4,736
Closed -$233K
SMMD icon
991
iShares Russell 2500 ETF
SMMD
$3.57B
– –
-4,987
Closed -$212K
SONY icon
992
Sony
SONY
$123B
– –
-20,005
Closed -$277K
SPEM icon
993
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
– –
-6,815
Closed -$228K
SWBI icon
994
Smith & Wesson
SWBI
$651M
– –
-27,965
Closed -$463K
THC icon
995
Tenet Healthcare
THC
$20.9B
– –
-10,190
Closed -$185K
TOPS icon
996
TOP Ships
TOPS
$4.33M
– –
-9
Closed -$7K
URGN icon
997
UroGen Pharma
URGN
$2.02B
– –
-7,950
Closed -$208K
WAB icon
998
Wabtec
WAB
$50.8B
– –
-3,989
Closed -$230K
WIA
999
Western Asset Inflation-Linked Income Fund
WIA
$185M
– –
-10,344
Closed -$122K
HALL
1000
DELISTED
Hallmark Financial Services, Inc.
HALL
– –
-1,667
Closed -$58K
37 38 39
40
41

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Cetera Advisors held 1,011 positions worth $2.66B, up 13% from $2.35B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Cetera Advisors deployed $142M of net new capital in Q3 2020, opening 98 new positions and adding to 457 existing holdings. Its largest new stake was Invesco CurrencyShares Swiss Franc Trust: 23,690 shares worth $2.35M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 7.8% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.49M trimmed.

  • Cetera Advisors's largest Q3 2020 buy was Invesco CurrencyShares Swiss Franc Trust: 23,690 shares worth $2.35M.
  • Cetera Advisors added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q3 2020, an estimated $18.9M increase.
  • Cetera Advisors's biggest Q3 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.49M.
  • Cetera Advisors fully exited John Hancock Multifactor Mid Cap ETF in Q3 2020, selling an estimated $5.53M.
  • Cetera Advisors's ten largest holdings make up 28% of its $2.66B portfolio in Q3 2020.
  • Cetera Advisors opened 98 new positions and closed 58 in Q3 2020.
  • Cetera Advisors's portfolio value rose 13% quarter-over-quarter to $2.66B.

Based on Cetera Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.