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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.26B
AUM Growth
+$13.7M
Cap. Flow
-$14.5M
Cap. Flow %
-0.64%
Top 10 Hldgs %
25.02%
Holding
995
New
63
Increased
381
Reduced
393
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$25.6M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.38M
3
CRM icon
Salesforce
CRM
+$6.04M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.38M
5
BND icon
Vanguard Total Bond Market
BND
+$5.14M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.92M
2
DAL icon
Delta Air Lines
DAL
+$5.95M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.86M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$5.43M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Financials 4.43%
3 Industrials 3.22%
4 Consumer Discretionary 2.98%
5 Healthcare 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XT icon
976
iShares Future Exponential Technologies ETF
XT
$3.85B
– –
-8,944
Closed -$348K
YUMC icon
977
Yum China
YUMC
$14.9B
– –
-4,401
Closed -$203K
VGR
978
DELISTED
Vector Group Ltd.
VGR
– –
-23,398
Closed -$152K
ASXC
979
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-1,290
Closed -$23K
ERF
980
DELISTED
Enerplus Corporation
ERF
– –
-73,575
Closed -$567K
PXD
981
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-1,491
Closed -$228K
ICPT
982
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-2,543
Closed -$206K
PBCT
983
DELISTED
People's United Financial Inc
PBCT
– –
-14,257
Closed -$241K
TGP
984
DELISTED
Teekay LNG Partners L.P.
TGP
– –
-30,163
Closed -$432K
CXP
985
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-11,742
Closed -$243K
RPAI
986
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-12,367
Closed -$146K
GWPH
987
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-1,696
Closed -$293K
CHK
988
DELISTED
Chesapeake Energy Corporation
CHK
– –
-710
Closed -$275K
CHKR
989
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
– –
-10,000
Closed -$11K
TOO
990
DELISTED
Teekay Offshore Partners L.P.
TOO
– –
-20,000
Closed -$25K
VSI
991
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-12,088
Closed -$47K
ROAN
992
DELISTED
Roan Resources, Inc.
ROAN
– –
-139,367
Closed -$252K
CVRS
993
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
– –
-15,000
Closed -$45K
UPL
994
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-10,476
Closed -$2K
SNDS
995
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
– –
-59,174
Closed -$1.06M
36 37 38 39
40

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MNG
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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Advisors held 995 positions worth $2.26B, up 0.61% from $2.25B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Cetera Advisors's Q3 2019 filing shows 63 new, 381 increased, 393 reduced and 106 closed positions. Its largest new stake was Bancroft Fund: 71,868 shares worth $1.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $6.92M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q3 2019 buy was Bancroft Fund: 71,868 shares worth $1.7M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $25.6M increase.
  • Cetera Advisors's biggest Q3 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $6.92M.
  • Cetera Advisors fully exited iShares MSCI Australia ETF in Q3 2019, selling an estimated $5.43M.
  • Cetera Advisors's ten largest holdings make up 25% of its $2.26B portfolio in Q3 2019.
  • Cetera Advisors opened 63 new positions and closed 106 in Q3 2019.
  • Cetera Advisors's portfolio value rose 0.61% quarter-over-quarter to $2.26B.

Based on Cetera Advisors's 13F filing for Q3 2019, filed 6 Nov 2019.