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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-11.7%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.71B
AUM Growth
-$329M
Cap. Flow
-$78.1M
Cap. Flow %
-4.56%
Top 10 Hldgs %
21.41%
Holding
1,019
New
61
Increased
355
Reduced
383
Closed
175

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$11.2M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$10.3M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.76M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.36M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 5.04%
2 Financials 3.91%
3 Industrials 3.54%
4 Healthcare 3.4%
5 Communication Services 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XPO icon
976
XPO
XPO
$25.1B
– –
-13,494
Closed -$537K
XRLV
977
DELISTED
Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF
XRLV
– –
-36,326
Closed -$1.32M
XSD icon
978
State Street SPDR S&P Semiconductor ETF
XSD
$2.94B
– –
-2,812
Closed -$214K
ZS icon
979
Zscaler
ZS
$22.6B
– –
-6,466
Closed -$267K
VIVS
980
VivoSim Labs
VIVS
$1.57M
– –
-51
Closed -$13K
EVA
981
DELISTED
Enviva Inc.
EVA
– –
-24,029
Closed -$766K
NTG
982
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-2,823
Closed -$455K
FEN
983
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-9,392
Closed -$208K
FEI
984
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-53,088
Closed -$668K
AAU
985
DELISTED
Almaden Minerals Ltd
AAU
– –
-10,700
Closed -$7K
SRC
986
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-3,409
Closed -$136K
FRGI
987
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
– –
-18,069
Closed -$489K
SWCH
988
DELISTED
Switch, Inc. Class A Common Stock
SWCH
– –
-23,225
Closed -$251K
NEV
989
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
– –
-34,500
Closed -$450K
SUNS
990
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
– –
-14,500
Closed -$241K
FLGE
991
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
– –
-722
Closed -$215K
KSU
992
DELISTED
Kansas City Southern
KSU
– –
-2,158
Closed -$245K
ECHO
993
DELISTED
Echo Global Logistics, Inc.
ECHO
– –
-23,950
Closed -$742K
JTD
994
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-32,473
Closed -$573K
GRUB
995
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-3,920
Closed -$1.09M
FLIR
996
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-4,042
Closed -$247K
GWPH
997
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-3,360
Closed -$584K
CXO
998
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-1,801
Closed -$273K
AMTD
999
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-9,237
Closed -$494K
TLRD
1000
DELISTED
Tailored Brands, Inc.
TLRD
– –
-10,984
Closed -$276K
37 38 39
40
41

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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Cetera Advisors held 1,019 positions worth $1.71B, down 16% from $2.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors withdrew a net $78.1M in Q4 2018, closing 175 positions and reducing 383 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Bread Financial worth $2.54M.

  • Cetera Advisors's largest Q4 2018 buy was Bread Financial: 21,124 shares worth $2.54M.
  • Cetera Advisors added most to iShares MSCI EAFE Min Vol Factor ETF in Q4 2018, an estimated $11.2M increase.
  • Cetera Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $14.8M.
  • Cetera Advisors fully exited iShares MSCI ACWI ETF in Q4 2018, selling an estimated $4.6M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.71B portfolio in Q4 2018.
  • Cetera Advisors opened 61 new positions and closed 175 in Q4 2018.
  • Cetera Advisors's portfolio value fell 16% quarter-over-quarter to $1.71B.

Based on Cetera Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.