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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIL icon
76
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$13.5M 0.26%
147,193
+8,514
+6% +$779K
CVX icon
77
Chevron
CVX
$391B
$13.3M 0.26%
131,570
+13,259
+11% +$1.32M
BNDX icon
78
Vanguard Total International Bond ETF
BNDX
$81.8B
$12.8M 0.25%
225,213
+51,249
+29% +$2.95M
IWR icon
79
iShares Russell Mid-Cap ETF
IWR
$56.4B
$12.8M 0.25%
163,980
+32,428
+25% +$2.6M
AMT icon
80
American Tower
AMT
$77.8B
$12.5M 0.24%
47,141
+3,940
+9% +$1.12M
GOVT icon
81
iShares US Treasury Bond ETF
GOVT
$43.5B
$12.4M 0.24%
466,465
+136,607
+41% +$3.66M
X
82
DELISTED
US Steel
X
$12.3M 0.24%
560,920
-95,585
-15% -$2.39M
QDEC icon
83
FT Vest Growth-100 Buffer ETF December
QDEC
$685M
$12.1M 0.23%
545,186
+170,591
+46% +$3.79M
VONV icon
84
Vanguard Russell 1000 Value ETF
VONV
$20.2B
$12M 0.23%
174,948
+87,618
+100% +$6.16M
XMHQ icon
85
Invesco S&P MidCap Quality ETF
XMHQ
$5.38B
$11.8M 0.23%
155,901
+11,102
+8% +$859K
SCHR
86
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
$11.8M 0.23%
417,504
+217,380
+109% +$6.22M
PFF icon
87
iShares Preferred and Income Securities ETF
PFF
$13.2B
$11.7M 0.23%
302,557
+14,403
+5% +$565K
QQQM icon
88
Invesco NASDAQ 100 ETF
QQQM
$96.1B
$11.7M 0.23%
79,786
+34,302
+75% +$5.19M
PEP icon
89
PepsiCo
PEP
$184B
$11.7M 0.23%
77,522
+11,715
+18% +$1.81M
OEF icon
90
iShares S&P 100 ETF
OEF
$19.8B
$11.6M 0.23%
58,906
+22,726
+63% +$4.61M
XLV icon
91
State Street Health Care Select Sector SPDR ETF
XLV
$41.7B
$11.5M 0.22%
90,409
+16,704
+23% +$2.21M
BA icon
92
Boeing
BA
$164B
$11.4M 0.22%
52,059
+5,714
+12% +$1.27M
XOM icon
93
ExxonMobil
XOM
$653B
$11.3M 0.22%
192,893
-2,472
-1% -$141K
IWB icon
94
iShares Russell 1000 ETF
IWB
$47.7B
$11.3M 0.22%
46,883
+8,736
+23% +$2.17M
IEF icon
95
iShares 7-10 Year Treasury Bond ETF
IEF
$47B
$11.3M 0.22%
98,062
+28,039
+40% +$3.28M
COST icon
96
Costco
COST
$408B
$11.2M 0.22%
24,974
+1,565
+7% +$688K
SCHD icon
97
Schwab US Dividend Equity ETF
SCHD
$100B
$11.1M 0.22%
449,361
+194,115
+76% +$4.93M
KO icon
98
Coca-Cola
KO
$350B
$11.1M 0.22%
210,657
+14,849
+8% +$828K
ESGU icon
99
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$11M 0.21%
111,483
+12,876
+13% +$1.3M
MDY icon
100
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.8B
$10.9M 0.21%
22,618
+4,622
+26% +$2.27M
2 3
4
5 6

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MNG
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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.