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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.26B
AUM Growth
+$13.7M
Cap. Flow
-$14.5M
Cap. Flow %
-0.64%
Top 10 Hldgs %
25.02%
Holding
995
New
63
Increased
381
Reduced
393
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$25.6M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.38M
3
CRM icon
Salesforce
CRM
+$6.04M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.38M
5
BND icon
Vanguard Total Bond Market
BND
+$5.14M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.92M
2
DAL icon
Delta Air Lines
DAL
+$5.95M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.86M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$5.43M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Financials 4.43%
3 Industrials 3.22%
4 Consumer Discretionary 2.98%
5 Healthcare 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJS icon
76
iShares S&P Small-Cap 600 Value ETF
IJS
$8.09B
$6.78M 0.3%
90,082
+270
+0.3% +$19.8K
NOBL icon
77
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.5B
$6.63M 0.29%
184,962
+21,858
+13% +$765K
GOOG icon
78
Alphabet (Google) Class C
GOOG
$3.9T
$6.55M 0.29%
107,640
+1,220
+1% +$72.2K
GSIE icon
79
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.83B
$6.49M 0.29%
229,740
+25,866
+13% +$729K
ITA icon
80
iShares US Aerospace & Defense ETF
ITA
$14.1B
$6.34M 0.28%
56,554
-12,396
-18% -$1.35M
BABA icon
81
Alibaba
BABA
$273B
$6.32M 0.28%
37,780
+8,602
+29% +$1.48M
SBUX icon
82
Starbucks
SBUX
$117B
$6.22M 0.27%
70,399
+42,669
+154% +$3.96M
SPHQ icon
83
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$6.11M 0.27%
182,224
+2,107
+1% +$70.2K
VIG icon
84
Vanguard Dividend Appreciation ETF
VIG
$110B
$6.06M 0.27%
50,660
-34,275
-40% -$4.04M
STZ icon
85
Constellation Brands
STZ
$22.1B
$6.04M 0.27%
29,175
-669
-2% -$134K
PEP icon
86
PepsiCo
PEP
$184B
$5.96M 0.26%
43,453
-256
-0.6% -$34K
BSJK
87
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$5.93M 0.26%
247,506
+41,573
+20% +$998K
IWR icon
88
iShares Russell Mid-Cap ETF
IWR
$56.4B
$5.91M 0.26%
105,671
+9,875
+10% +$552K
VER
89
DELISTED
VEREIT, Inc.
VER
$5.77M 0.25%
117,857
-22,398
-16% -$1.06M
DGRW icon
90
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$5.74M 0.25%
126,936
+38,908
+44% +$1.72M
KO icon
91
Coca-Cola
KO
$350B
$5.72M 0.25%
105,205
-1,630
-2% -$87.3K
DON icon
92
WisdomTree US MidCap Dividend Fund
DON
$3.99B
$5.7M 0.25%
157,421
+71,542
+83% +$2.56M
VB icon
93
Vanguard Small-Cap ETF
VB
$79.2B
$5.56M 0.25%
36,181
-11,521
-24% -$1.79M
SCHF icon
94
Schwab International Equity ETF
SCHF
$65.5B
$5.54M 0.24%
347,586
+14,310
+4% +$225K
MMM icon
95
3M
MMM
$87.5B
$5.49M 0.24%
39,944
-252
-0.6% -$35.2K
XLF icon
96
State Street Financial Select Sector SPDR ETF
XLF
$54.9B
$5.43M 0.24%
194,002
+1,626
+0.8% +$44.9K
XLY icon
97
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$5.37M 0.24%
89,210
-9,008
-9% -$543K
HPF
98
John Hancock Preferred Income Fund II
HPF
$343M
$5.23M 0.23%
224,066
+25,740
+13% +$596K
CSCO icon
99
Cisco
CSCO
$444B
$5.21M 0.23%
105,376
+3,418
+3% +$178K
GSLC icon
100
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$5.19M 0.23%
86,622
+14,425
+20% +$859K
2 3
4
5 6

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Advisors held 995 positions worth $2.26B, up 0.61% from $2.25B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Cetera Advisors's Q3 2019 filing shows 63 new, 381 increased, 393 reduced and 106 closed positions. Its largest new stake was Bancroft Fund: 71,868 shares worth $1.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $6.92M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q3 2019 buy was Bancroft Fund: 71,868 shares worth $1.7M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $25.6M increase.
  • Cetera Advisors's biggest Q3 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $6.92M.
  • Cetera Advisors fully exited iShares MSCI Australia ETF in Q3 2019, selling an estimated $5.43M.
  • Cetera Advisors's ten largest holdings make up 25% of its $2.26B portfolio in Q3 2019.
  • Cetera Advisors opened 63 new positions and closed 106 in Q3 2019.
  • Cetera Advisors's portfolio value rose 0.61% quarter-over-quarter to $2.26B.

Based on Cetera Advisors's 13F filing for Q3 2019, filed 6 Nov 2019.